NATIXIS - Document d'enregistrement universel et rapport financier annuel 2020

GOUVERNEMENT D’ENTREPRISE Direction et contrôle de la gouvernance d’entreprise

+;NCRCM &HP?MNG?HN *;H;A?LM ?N % * ?N F? >w? >CM=OMMCIHM ?H PO? >fOH >wHIO?G?HN JLIAL?MMC@ ?N IL>IHHw >? F?OL J;LN?H;LC;N !;HM F; ;HKO? >? AL;H>? =FC?HNvF? IH HIN?L; F? L?JIMCNCIHH?G?HN >? Ff;=NCPCNw >wLCPwM ;=NCIHM ;P?= Ff;LLxN >?M JLI>OCNM F?M JFOM =IGJF?R?M ?N >?M FCGCN?M >f?RJIMCNCIH L?PO?M r F; <;CMM? MOL F?M JLI>OCNM r JLI@CF >? LCMKO? @;CwLw ;CHMC KO? F? L?=?HNL;A? MOL F?M LwM?;OR >O $LIOJ? - " ?N F?M =FC?HNM MNL;NwACKO?M >? +;NCRCM !;HM F? BILM J~F?M IH HIN?L; Ff;HHIH=? ?H @wPLC?Ln >? F; =?MMCIH >? n >O =;JCN;F >? I@;=? r L=B ;JCN;F $LIOJ J?LG?NN;HN r +;NCRCM >? >wN?HCL OH? J;LNC=CJ;NCIH LwMC>O?FF? >? n )? =IGCNw >? >CL?=NCIH AwHwL;F? ; P?CFFw r Ff;>;JN;NCIH >?n+;NCRCM ;OR GON;NCIHM >? Ff?HPCLIHH?G?HN w=IHIGCKO? ?N LwAF?G?HN;CL? >;HM F?M M?=N?OLM >? F; <;HKO? ?N Ff;MMOL;H=? &F ; HIN;GG?HN ;MMOLw OH MOCPC LwAOFC?L >?M wPIFONCIHM ?N JLID?NM LwAF?G?HN;CL?M &F ; F;H=w JFOMC?OLM JLID?NM PCM;HN r L?H@IL=?L F;nLI? +;NCRCM ?N ; ;HHIH=w OH HIOP?;O JF;H >? NL;HM@ILG;NCIH PCM;HN r AwHwL?L nGCFFCIHM >f?OLIM >fw=IHIGC?M >? =I€NM r BILCTIH &F ; wA;F?G?HN ?H=IOL;Aw F?M CHCNC;NCP?M ?H @;P?OL >? Ff?HA;A?G?HN >?M =IFF;? F; =OFNOL? KOC ; HIN;GG?HN J?LGCM >? >w@CHCL ?N >f;@@CLG?L F; Yn-OLJF? 4;Sn^ >? +;NCRCM ;ONIOL >? NLICM P;F?OLMn CGJ;=N >OL;? F; #IH>;NCIH +;NCRCM ?N F; GCM? ?H JF;=? >fOH HIOP?;O J;=N? >? GI? >CL?=NCIH AwHwL;F? ; ?H IONL? JIOLMOCPC F; Lw@F?RCIH MOL F; MNL;NwAC? >fCGJF;HN;NCIH CGGI? +;NCRCM ?N wA;F?G?HN MOL F?M HIOP?;OR ?HPCLIHH?G?HNM ?N GwNBI>?M >? NL;P;CF ?H J;LN?H;LC;N ;P?= - " )? =IGCNw >? >CL?=NCIH AwHwL;F? ; P?CFFw ;O JCFIN;A? ?N ;O MOCPC >?M CGJ;=NM >? F; =LCM? M;HCN;CL? FCw? ;O ,3&! JIOL F?M =IFF;?M J;LNC?M JL?H;HN?M &F ; HIN;GG?HN ;MMOLw OH MOCPC LwAOFC?L >? F; =IHNCHOCNw >f;=NCPCNw >O MOCPC >?M LCMKO?M ?N >?M G?MOL?M >f;==IGJ;AH?G?HN >?M =FC?HNM P?LM F; L?JLCM? w=IHIGCKO? O =IOLM >? M?M >C@@wL?HN?M Mw;H=?M F? =IGCNw >? >CL?=NCIH AwHwL;F? ; ?@@?=NOw OH ?R;G?H LwAOFC?L >O >wP?FIJJ?G?HN >?M ;=NCPCNwM >? F; 0I=CwNw ?N >? FfwPIFONCIH >? M?M LwMOFN;NM &F ; ?R;GCHw F?M =IGJN?M ;HHO?FM M?G?MNLC?FM ?N NLCG?MNLC?FM ;P;HN F?OL JLwM?HN;NCIH ;O =IHM?CF >f;>GCHCMNL;NCIH ?N ; wNw ;MMI=Cw r F; >w@CHCNCIH >? F;n=IGGOHC=;NCIH @CH;H=CvL? >? F; 0I=CwNw )? =IGCNw >? >CL?=NCIH AwHwL;F? ; P;FC>w F?M JLCH=CJ;F?M >w=CMCIHM >?nA?MNCIH ?N ; HIN;GG?HN JLI=w>w r Ff?R;G?H ?N r Ff;JJLI<;NCIH >OnA?N ;CHMC KOfr Ff?R;G?H ?N r F; P;FC>;NCIH >? F; NL;D?=NICL? >?n=;JCN;F Ff?HLC=BCMM?G?HN ?N F; P;FC>;NCIH >O /CME JJ?NCN? #L;G?QILE >?M MNL?MM N?MNM CHN?LH?M ?N >? Ff& - /?JILN ?N =? r FfCMMO? >fw=B;HA?M ;JJLI@IH>CM ;P?= F?M GwNC?LM ?N @IH=NCIHM

CGJFCKOwM &F ; wA;F?G?HN ;JJLIOPw F? =;>L;A? >?M HwAI=C;NCIHM ;HHO?FF?M I? F; JIFCNCKO? >fwPIFONCIH >?M LwGOHwL;NCIHM F?M HIGCH;NCIHM >? >CLCA?;HNM IO =;>L?M M?HCILM ;CHMC KO? F?M JLID?NM ?N CHP?MNCMM?G?HNM MCAHC@C=;NC@M -;L ;CFF?OLM F? =IGCNw >? >CL?=NCIH AwHwL;F? ; ;MMOLw OH MOCPC >?M G?MOL?M >? A?MNCIH ?N >? G;{NLCM? >?M LCMKO?M ?N >? =IH@ILGCNw ;O M?CH >? +;NCRCM ?N ; ?R;GCHw LwAOFCvL?G?HN FfwPIFONCIH >?M LCMKO?M >? F; 0I=CwNw ;CHMC KO? F?M =IHMwKO?H=?M >?M NL;P;OR >f;O>CN &F ; ;OMMC JILNw OH? ;NN?HNCIH ;OR MOD?NM >? =IH>OCN? )? =IGCNw >? >CL?=NCIH AwHwL;F? ; wA;F?G?HN MOJ?LPCMw F; GCM? ?H `OPL? >? F; MNL;NwAC? /0" 0f;ACMM;HN HIN;GG?HN >? F; FONN? =IHNL? F?nLw=B;O@@?G?HN =FCG;NCKO? CF ; JCFINw F? >wJFIC?G?HN >O $L??H 4?CABNCHA #;=NIL KOC =IH>OCN r OH ;DOMN?G?HN @;PIL;?M LCMKO?M JIH>wLwM JIOL F?M NL;HM;=NCIHM ;S;HN OH CGJ;=N JIMCNC@ MOL F? =FCG;N ?N Ff?HPCLIHH?G?HN ?N r FfCHP?LM? OH ;DOMN?G?HN >w@;PIL;O=NCIH ;=NCP? >? Ff?RJIMCNCIH ,CF $;M NION ;O FIHA >? Ff;HHw? ?N Ff;HHIH=? >? F; >w=CMCIH >? MILNC? =IGJFvN? >? Ff;=NCPCNw FCw? ;OR A;T ?N JwNLIF? >? M=BCMN? JLwPO? JIOL "H@CH CF ; JIOLMOCPC F?M NL;P;OR >? Lw@F?RCIH ;@CH >? JLwJ;L?L F? JLI=B;CH JF;H MNL;NwACKO? ;P?= F; N?HO? >? JFOMC?OLM DIOLHw?M >? >C;FIAO?M MNL;NwACKO?M JIOL >w@CHCL F?M ILC?HN;NCIHM MNL;NwACKO?M >?M GwNC?LM ?N F?M ILC?HN;NCIHM MOL F?M ?HD?OR NL;HMP?LM;OR JLCILCN;CL?M Activité du comité exécutif 2.2.3.5 2H =IGCNw ?Rw=ONC@ IG?R LwOHCN ?H JFOM >?M G?GO !$ F?M L?MJIHM;? =?LN;CHM GwNC?LM ?N @IH=NCIHM MOJJILN ?MM?HNC?FM rnF;nG;L=B? >? Ff?HNL?JLCM? IGJIMw >fOH? KO;L;HN;CH? >? G?G? MwGCH;CL?M ;O =IOLM >?MKO?FM M?M G?G? >CL?=NCIH AwHwL;F? ?N r CHNwAL?L FfCH@ILG;NCIH G;H;AwLC;F? ?H PO? >? F; >C@@OM?L >;HM F?M wKOCJ?M ?LN;CH?M LwOHCIHM ;> BI= IHN wNw ILA;HCMw?M >;HM F? =;>L? >? F; A?MNCIH >? F; =LCM? M;HCN;CL? ?N >? M?M CGJ;=NM JIOL F?M GwNC?LM ?N F?M wKOCJ?M )?M G?GO =IGCNw ?Rw=ONC@ IHN JLCM J;LN ;OR NL;P;OR >? JLwJ;L;NCIH >O JLI=B;CH JF;H MNL;NwACKO? ?H N;HN KO? MJIHMILM >?M =B;HNC?LM NBwG;NCKO?M NL;HMP?LM?M IO =IHNLC?M ALIOJ?M >? Lw@F?RCIH &FM MIHN J;L ;CFF?OLM LwAOFCvL?G?HN ;MMI=CwM ;OR >C@@wL?HNM JLID?NM >? F; 0I=CwNw >;HM F?M >IG;CH?M HIN;GG?HN >?M L?MMIOL=?M BOG;CH?M >? F; @CH;H=? ?N >?M GwNC?LM

2

89

www.natixis.com

NATIXIS DOCUMENT D’ENREGISTREMENT UNIVERSEL 2020