SCH2017_DRF_EN_Livre.indb

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Consolidated financial statements at December 31, 2017 Notes to the consolidated financial statements

Outstanding options and grants

Change in the number of options

Number of options cancelled or restated in 2017 (1)

Number of options exercised and/or created in 2017

Number of options outstanding at Dec. 31, 2016

Number of options outstanding at Dec. 31, 2017

Plan no.

29 30 31 33

46,164 222,377 257,209 553,224

(36,576) (210,882) (107,444) (162,268) (517,170)

(9,588) (11,495)

- -

6,868 9,394

156,633 400,350 556,983

TOTAL

1,078,974

(4,821)

(1) Including cancellations due to targets not being met or options being granted to employees without being exercised.

To exercise the options granted under plans 29 to 33, and the SARs, the grantee must generally be an employee or corporate officer of the Group. In addition, exercise of some options is generally conditional on the achievement of annual objectives based on financial indicators. In respect of subscription vesting conditions for current stock option and performance shares plans, Schneider Electric SE has created 2,004,115 shares in 2017.

Change in the number of performance shares

Number of shares outstanding at Dec. 31, 2017

Number of performance shares at Dec. 31, 2016

Number of shares granted or to be granted

Number of shares cancelled in 2017

Plan no.

16

1,563,180

(1,470,255)

(92,925) (5,600) (222,977)

- -

16 bis

19,100

(13,500)

18

1,710,275

(890)

1,486,408

18 bis

26,433 14,025 32,725 698,870

-

(712)

25,721

19 20 21

(4,925) (11,475) (581,353)

- -

9,100

21,250

(117,517)

- -

21 bis

1,500

(1,500)

-

22

2,006,360

- - - - -

(494,196)

1,512,164

22 bis 22 ter

32,650 24,570

(5,585)

27,065 24,570

- - -

23 24 25 26 27 28 29

7,983

7,983

27,042 743,390

27,042 737,740

(1,900)

(3,750)

2,273,400

- -

(152,650)

2,120,750

35,700

(1,000)

34,700 25,800

- - -

25,800

-

2,405,220

(45,850)

2,359,370

29 bis TOTAL

32,400

-

32,400

9,217,203

378,222

(1,143,362)

8,452,063

For performance shares to vest, the grantee must be an employee or corporate officer of the Group. In addition, vesting of some performance shares is conditional on the achievement of annual objectives based on financial indicators.

2017 REGISTRATION DOCUMENT SCHNEIDER ELECTRIC

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