NATIXIS - Document d'enregistrement universel et rapport financier annuel 2020

GOUVERNEMENT D’ENTREPRISE Direction et contrôle de la gouvernance d’entreprise

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Article 2 : Administration et intérêt social B;KO? ;>GCHCMNL;N?OL L?JLwM?HN? Ff?HM?G?M ;=NCIHH;CL?M ?N P?CFF? r ;ACL ?H NION?M =CL=IHMN;H=?M >;HM FfCHNwLxN MI=C;F >? +;NCRCM &FnMf?HA;A? r >w@?H>L? ?N r JLIGIOPICL F?M P;F?OLM >? +;NCRCM Article 3 : Détention d’actions et transparence &F ?MN L?=IGG;H>w KO? =B;KO? ;>GCHCMNL;N?OL >wNC?HH? ;O GCHCGOG n n;=NCIHM >? +;NCRCM &F >CMJIM? >fOH >wF;C >? MCR GICM JIOL >wN?HCL F?M n;=NCIHM JLwPO?M J;L F?M MN;NONM ?N >fOH HIOP?;O >wF;C >? >IOT? GICM JIOL JILN?L M; >wN?HNCIH r n n;=NCIHM IH@ILGwG?HN ;OR >CMJIMCNCIHM FwA;F?M ?H PCAO?OL =B;KO? ;>GCHCMNL;N?OL ?MN N?HO >fCHM=LCL? MIOM F; @ILG? HIGCH;NCP? F?Mn;=NCIHM KOfCF >wNC?HN Article 4 : Professionnalisme et efficacité )f;>GCHCMNL;N?OL =IHNLC?M NL;P;OR >O =IHM?CF ?N >?M =IGCNwM MJw=C;FCMwM &F @ILGOF? NION? L?=IGG;H>;NCIH FOC J;L;CMM;HN >? H;NOL? r ;GwFCIL?L F?M GI>;FCNwM >? @IH=NCIHH?G?HN >O =IHM?CF HIN;GG?HN r FfI==;MCIH >? FfwP;FO;NCIH JwLCI>CKO? >? =?FOC =C &F Mf;NN;=B? ;P?= F?M ;ONL?M G?GO =IHM?CF r =? KO? F?MnGCMMCIHM >fILC?HN;NCIH ?N >? =IHNL~F? MIC?HN ;==IGJFC?M >;HM F?nL?MJ?=N >?M FICM ?N LvAF?G?HNM ?H PCAO?OL &F Mf;MMOL? KO? F?M JIMCNCIHM ;>IJNw?M J;L F? =IHM?CF @IHN FfI? >w=CMCIHM @ILG?FF?M =ILL?=N?G?HN GINCPw?M ?N NL;HM=LCN?M ;OR JLI=vM P?L<;OR >? M?M LwOHCIHM Article 5 : Confidentialité )?M G?GO =IHM?CF >f;>GCHCMNL;NCIH ?N >?M =IGCNwM ;CHMC KO? NION? J?LMIHH? ;MMCMN;HN ;OR LwOHCIHM >O =IHM?CF ?N >?M =IGCNwM MIHN N?HOM r OH? I? =IH@C>?HNC;FCNw MOL F?OLM >wFCO LvAF?G?HN >O -;LF?G?HN "OLIJw?H ?N >On=IHM?CF ?HM?GwFwAOwM ?N >f?Rw=ONCIH F;nYn/wAF?G?HN;NCIH * /n^ n Yn2H? CH@ILG;NCIH JLCPCFwACw? ?MN OH? CH@ILG;NCIH r =;L;=NvL? JLw=CM KOC Hf; J;M wNw L?H>O? JOCL?=N?G?HN IO CH>CL?=N?G?HN OH IO JFOMC?OLM wG?NN?OLM IO OH IO JFOMC?OLM CHMNLOG?HNM @CH;H=C?LM ?N KOC MC ?FF? wN;CN L?H>O? JOfCH@FO?H=?L >? @;uIH M?HMC?M CHMNLOG?HNM @CH;H=C?LM =IH=?LHwM IO F? =IOLM >fCHMNLOG?HNM @CH;H=C?LM >wLCPwM KOC F?OL MIHN FCwM n^ 0C F? =IHM?CF >f;>GCHCMNL;NCIH ; L?uO OH? CH@ILG;NCIH JLCPCFwACw? MOL +;NCRCM F?M ;>GCHCMNL;N?OLM F?M =?HM?OLM ;CHMC KO? NION? J?LMIHH? ;MMCMN;HN ;OR Mw;H=?M >O =IHM?CF >f;>GCHCMNL;NCIH IO >?M =IGCNwM >ICP?HNnMf;f?@@?=NO?L IO N?HN?L >f?@@?=NO?L >?M IJwL;NCIHM >fCHCNCwM V )?MnIJwL;NCIHM >fCHCNCwM L?=IOPL?HN HIN;GG?HN F? @;CN JIOL OH? J?LMIHH? >wN?H;HN OH? CH@ILG;NCIH JLCPCFwACw? >f?H @;CL? OM;A? ?H ;=KOwL;HN IO ?H =w>;HN JIOL MIH JLIJL? =IGJN? IO JIOL F? =IGJN? >fOH NC?LM >CL?=N?G?HN IO CH>CL?=N?G?HN >?M CHMNLOG?HNM @CH;H=C?LM ;ORKO?FM =?NN? CH@ILG;NCIH M? L;JJILN? ?N F? @;CN >fONCFCM?L F?M L?=IGG;H>;NCIHM IO CH=CN;NCIHM @ILGOFw?M J;L OH? J?LMIHH? >wN?H;HN OH? CH@ILG;NCIH JLCPCFwACw? MC F; J?LMIHH? M;CN IO >?PL;CN M;PICL KO? =?FF? =C ?MN @IH>w? MOL >?M CH@ILG;NCIHM JLCPCFwACw?M n >? L?=IGG;H>?L r OH? ;ONL? J?LMIHH? >f?@@?=NO?L >?M IJwL;NCIHM V >fCHCNCwM IO >fCH=CN?L OH? ;ONL? J?LMIHH? r ?@@?=NO?L >?M IJwL;NCIHM >fCHCNCwMn IO >? >CPOFAO?L CFFC=CN?G?HN >?M CH@ILG;NCIHM JLCPCFwACw?M V Article 6 : Prévention du délit d’initié – Information privilégiée

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NATIXIS DOCUMENT D’ENREGISTREMENT UNIVERSEL 2020

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