Sopra Steria - 2019 Universal registration document

7 SHARE OWNERSHIP STRUCTURE Share ownership structure

Share ownership structure 2.

At 31/12/2019

At 31/12/2018

At 31/12/2017

% of theoretical voting rights

% of exercisable voting rights

% of theoretical voting rights

% of exercisable voting rights

% of theoretical voting rights

% of exercisable voting rights

% of capital

% of capital

% of capital

Shareholders Sopra GMT  (1) Pasquier family Odin family Management

Shares

Shares

Shares

4,034,409

19.6% 29.5% 29.6% 4,034,409 0.5% 0.8% 0.8% 108,616 1.0% 1.6% 1.6% 222,729 1.2% 1.7% 1.7% 245,719

19.6% 28.7% 28.8% 4,034,409 0.5% 0.8% 0.8% 119,338 1.1% 1.7% 1.7% 231,609 1.2% 1.7% 1.7% 257,563

19.6% 28.8% 28.8% 0.6% 0.9% 0.9% 1.1% 1.7% 1.7% 1.3% 1.7% 1.7% 0.0% 0.0% 0.0% 0.2% 0.3% 0.3% 1.1% 1.5% 1.5%

109,939 214,833 246,044

o/w Sopra Développement  (2)

1

0.00% 0.00% 0.00%

1

0.00% 0.00% 0.00%

1

o/w SEI  (3)

33,828 212,215

0.2% 0.3% 0.3% 33,828 1.1% 1.4% 1.4% 211,890

0.2% 0.3% 0.3% 33,828 1.0% 1.5% 1.5% 223,734

o/w managers  (4)

Agreement between Sopra GMT, Pasquier and Odin families, and management

4,605,225

22.4% 33.7% 33.7% 4,611,473

22.4% 32.9% 33.0% 4,642,919

22.6% 33.2% 33.2% 0.0% 0.0% 0.0%

Soderi

1

0.00% 0.00% 0.00%

1

Agreement between Sopra GMT and Soderi  (5)

4,034,410 4,611,474

19.6% 28.7% 28.8% 4,034,410 22.4% 32.9% 33.0% 4,642,920

19.6% 28.8% 28.8% 22.6% 33.2% 33.2%

Total agreements  (6)

Interests managed on behalf of employees

1,360,083

6.6% 8.4% 8.4% 1,440,195

7.0% 8.3% 8.3% 1,435,882

7.0% 7.4% 7.4%

o/w Corporate mutual funds (FCPE), We Share employee share ownership plan and SIP Trust  (7) o/w Other UK trusts  (8)

1,118,381

5.4% 7.5% 7.5% 1,185,013 1.2% 0.9% 0.9% 255,182 70.8% 57.9% 57.9% 14,444,709 0.1% 0.1% 0.0% 51,323

5.8% 7.4% 7.4% 1,161,049 1.2% 1.0% 1.0% 274,833 70.3% 58.6% 58.7% 14,456,185 0.2% 0.2% 0.0% 12,714

5.7% 6.4% 6.4% 1.3% 1.0% 1.0% 70.4% 59.4% 59.4% 0.1% 0.0% 0.0%

241,702

Free float

14,555,686

Treasury shares

26,707

TOTAL

20,547,701 100.0% 100.0% 100.0% 20,547,701 100.0% 100.0% 100.0% 20,547,701 100.0% 100.0% 100.0%

Sopra GMT, a French “société anonyme”, is a holding company for Sopra Steria Group and Axway Software. (1) Sopra Développement is a company formed by a group of senior managers whose corporate purpose is to hold shares in Sopra Steria Group and Axway Software. (2) Sopra Executive Investments SEI is a company formed by a group of senior managers whose corporate purpose is to hold shares in Sopra Steria Group. (3) Managers who signed the shareholders’ agreement with Sopra GMT, the Pasquier and Odin families, SEI and Sopra Développement. (4) The agreement with Soderi expired on 12 August 2019. (5) Total for the agreement between Sopra GMT, Pasquier and Odin families, and management, and the agreement between Sopra GMT and Soderi. (6) SIP Trust is a UK trust that manages shares purchased by employees under a share incentive plan. (7) The other UK trusts hold asssets for the benefit of employees in the United Kingdom and India, for example via employee share ownership plans. (8)

SOPRA GMT’S OWNERSHIP STRUCTURE IS AS FOLLOWS: ❙

Sopra GMT ownership structure

31/12/2019

31/12/2018

31/12/2017

Shareholders Pasquier family

Shares % of capital

Shares % of capital

Shares % of capital

318,050 132,050

68.27% 318,050 28.34% 132,050

68.44% 318,050 28.41% 132,050

68.44% 28.41%

Odin family

Sopra Steria Group managers (active and retired)

15,774

3.39% 14,624

3.15% 14,624

3.15%

TOTAL

465,874 100.00% 464,724 100.00% 464,724 100.00%

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SOPRA STERIA UNIVERSAL REGISTRATION DOCUMENT 2019