NATIXIS - Universal registration document and financial report 2019

CORPORATE GOVERNANCE Policies and rules established for determining compensation and benefits of any kind for corporate officers

AMF Table No. 9

Stock options or call options granted to the top ten non-corporate officer employees and options exercised by them

Total number of options granted/shares subscribed or bought

Weighted average price

Plan

Options granted during the fiscal year by the issuer and any company included in the scope of allocation, to the top ten salaried employees of the issuer and of any company included in this scope holding the highest number of options granted Options held in respect of the issuer and the companies referred to above, exercised during the period, by the top ten salaried employees of the issuer and of these companies holding the highest number of options purchased or subscribed

2

0

N/A

N/A

0

N/A

N/A

No subscription or call options were granted or exercised by Natixis employees in fiscal year 2019.

AMF Table No. 10

Record of the allocation of bonus shares for each executive corporate officer

Number of vested shares subscribed at December 31, 2019

Cumulative number of

Allocated shares

Date of General Shareholders’ Meeting

Total number of bonus shares allocated (a)

Date of Board of Directors’ Meeting

lapsed or canceled shares

remaining at the end of the fiscal year

Information on bonus shares allocated

Share vesting date

End of lock- in period (b)

Laurent Mignon Laurent Mignon Laurent Mignon Laurent Mignon Laurent Mignon Laurent Mignon Laurent Mignon Laurent Mignon Laurent Mignon Laurent Mignon Laurent Mignon François Riahi François Riahi François Riahi François Riahi François Riahi François Riahi

21/05/2013 18/02/2015 24/05/2016 28/07/2016 24/05/2016 28/07/2016 24/05/2016 10/04/2017 24/05/2016 10/04/2017 24/05/2016 23/05/2017 24/05/2016 13/04/2018 24/05/2016 13/04/2018 24/05/2016 23/05/2018 24/05/2016 12/04/2019 24/05/2016 12/04/2019 24/05/2016 13/04/2018 24/05/2016 13/04/2018 24/05/2016 02/08/2018 24/05/2016 28/05/2019 24/05/2016 12/04/2019 24/05/2016 12/04/2019

27,321 18/02/2019 18/02/2019 47,463 28/07/2020 28/07/2020

16,392

10,929

0

-

- - - - - - - - - - - - -

47,463

57,510 (c) 17,947 (c) 35,894 (c)

01/03/2019 01/10/2019 01/03/2019 01/10/2019 01/03/2020 01/10/2020

57,510 17,947

0 0

- - - - - - - - - -

35,894 29,911 28,258 56,517 11,661 10,172 20,345 18,525 37,050 13,605 31,708 11,461 22,924

29,911 23/05/2021 23/05/2021

28,258 (c) 56,517 (c)

01/03/2020 01/10/2020 01/03/2021 01/10/2021

11,661 23/05/2022 23/05/2022

01/03/2021 01/10/2021 01/03/2022 01/10/2022 01/03/2020 01/10/2020 01/03/2021 01/10/2021

10,172 (c) 20,345 (c) 18,525 (c) 37,050 (c)

13,605 23/05/2022 23/05/2022 31,708 27/05/2023 27/05/2023

11,461 (c) 22,924 (c)

01/03/2021 01/10/2021 01/03/2022 01/10/2022

- -

- -

All shares allocated in fiscal years 2015 to 2019 inclusive are subject to performance conditions. (a) 30% of the shares issued to the executive corporate officer at the end of the vesting period will be subject to a lock-in period ending upon the termination of his (b) office. Shares allocated as part of the deferred component of annual variable compensation in respect of previous years. (c)

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NATIXIS UNIVERSAL REGISTRATION DOCUMENT 2019