NATIXIS - Universal registration document and financial report 2019

9 LEGAL AND GENERAL INFORMATION

Cross-reference table of the universal registration document

Universal registration document filed on August 8, 2019

2019 Universal registration document

2018 Registration Document

2017 Registration Document

SECTION 16 MAJOR SHAREHOLDERS Item 16.1

Shareholders owning more than 5% of the share capital or voting rights

504-505

217

523

450

Item 16.2

Information as to whether the issuer’s major shareholders hold different voting rights, or an appropriate statement to the effect that no such voting rights exist

504-505

217

525

452

Item 16.3 Item 16.4

Control of the issuer

505 508

217

525 526

452 453

Arrangements, known to the issuer, the implementation of which may at a subsequent date result in a change in its control

SECTION 17 RELATED PARTY TRANSACTIONS SECTION 18 FINANCIAL INFORMATION CONCERNING THE ISSUER’S ASSETS AND LIABILITIES, FINANCIAL POSITION AND PROFITS AND LOSSES Item 18.1 Historical financial information

367; 546

212 to 213

377

316

233 to 383; 392 to 425

135 to 214

241 to 394; 403 to 441; 567

194 to 337; 334 to 381; 479

Item 18.2 Item 18.3

Interim financial and other information Auditing of historical annual financial information

N/A

384 to 391; 426 to 430

395 to 402, 442 to 446

338 to 343; 382 to 386; 479

215 to 216

Item 18.4 Item 18.5 Item 18.6 Item 18.7

Pro forma financial information

N/A

N/A

N/A

N/A

Dividend policy

7; 227; 510; 517; 546

32; 517; 526; 567 30; 444; 454; 479

Legal and arbitration proceedings Significant changes in the issuer’s financial position

151 to 153

68 to 70

158 to 160

167 to 169

365

133

235

190

SECTION 19 ADDITIONAL INFORMATION Item 19.1 Share capital

415; 502 to 505; 546

211; 217

431; 523 to 524

371; 450

Item 19.2

Memorandum and bylaws

537 to 541

217

512 to 517

440 to 444

SECTION 20 MATERIAL CONTRACTS SECTION 21 AVAILABLE DOCUMENTS

153 543

160 565

169 477

219

Pursuant to Article 19 of Regulation (EU) 2017/1129, the following items are included for reference purposes: the parent company and consolidated financial statements for the V year ended December 31, 2018, presented respectively on pages 403 to 441 and 241 to 394, the Statutory Auditors’ reports thereon, respectively pages 442 to 446 and 395 to 402 of the registration document filed with the AMF on March 15, 2019 under number D.19-0154. The information is available at the following link: https://www.natixis.com/natixis/jcms/ala_5519/en/annual-financial- reports the parent company and consolidated financial statements for the V year ended December 31, 2017, presented respectively on

pages 344 to 381 and 194 to 337, the Statutory Auditors’ report thereon, respectively pages 382 to 386 and 338 to 343 of the registration document filed with the AMF on March 23, 2018 under number D.18-0172. The information is available at the following link: https://www.natixis.com/natixis/jcms/ala_5519/en/annual-financial- reports

The universal registration document is available for consultation on the AMF website (www.amf-france.org.com) and on the Natixis website (www.natixis.com) .

546

NATIXIS UNIVERSAL REGISTRATION DOCUMENT 2019