NATIXIS - Universal registration document and financial report 2019

CAPITAL AND SHARE OWNERSHIP General information on Natixis’ capital

Form and transfer of shares 7.1.3

(Chapter II, Article 4 of the bylaws) Shares in the Company may either be registered shares or identifiable bearer shares, at the shareholder’s discretion. They are registered in share accounts and are transferred according to the terms provided for by law and regulations.

Securities not conferring rights to the share capital 7.1.4

On November 25, 1985, Banque Française du Commerce Extérieur, Natixis' predecessor, issued 140,000 non-voting shares with a par value of FRF 5,000 (€762.25). The coupon is payable annually on November 25. Redemptions are at the initiative of the borrower. At December 31, 2019, 47,000 non-voting shares were outstanding.

Other securities giving access to capital 7.1.5

No stock options were granted in fiscal years 2009 to 2019.

Summary of stock option plans at December 31, 2019

Option exercise price (in euros)

Date of General Shareholders’ Meeting

Number of options yet to be exercised

Option exercise start date

Number of remaining beneficiaries

Number of options authorized

Number of options awarded

Number of options exercised

Number of options exercisable

Number of options canceled

Option expiry date

Plan date

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

Total

Summary of stock option plans granted to Natixis executive corporate officers at December 31, 2019

Option exercise price (in euros)

Number of options awarded to officers

Date of General Shareholders’ Meeting

Option exercise start date

Number of beneficiary officers

Number of options exercised

Number of options exercisable

Number of options yet to be exercised

Number of options canceled

Option expiry date

Plan date

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

Total

Total number of options granted/shares subscribed for

Weighted average

Natixis scope of consolidation

price Plan

Options awarded by the issuer during the year to the 10 salaried employees of the issuer and of all the companies within its scope who were awarded the most options Options held in respect of the issuer and of the companies referred to above, that were exercised during the period, by the 10 salaried employees of the issuer and of these companies who hold the most options thereby awarded

0

N/A N/A

7

0 0

N/A N/A N/A N/A

Other information on the capital 7.1.6

Natixis has not pledged any of its shares.

503

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NATIXIS UNIVERSAL REGISTRATION DOCUMENT 2019