NATIXIS - Universal registration document and financial report 2019

NON-FINANCIAL PERFORMANCE REPORT Table of reporting on Natixis’ main commitments

Table of reporting on Natixis’ main 6.7 commitments

United Nations Global Compact

Equator Principles

2019 Non-financial performance report

PRI

PRB

SDG Act4nature

6.1.2 6.1.3 6.1.4 6.1.5 6.1.6 6.2.1 6.2.2 6.3.1

Strategic pillars of ESR

ESR governance

6

4.6

5, 9, 10

ESR commitments

1-10

1-6

1-6

1-10

1-17

1-10

Communications with stakeholders

4 4

5 5

17 17

2 2

Recognized ESR performance

The Natixis Code of Conduct

1, 2, 10

1-17 1-17 1-17 1-17

Customer protection

1-10

2

5

1-10

1-10

Sustainable growth: financing the transformation in society

6.3.1.1

A growing number of Natixis’ Asset Management companies observe the Principles for Responsible Investment (PRI)

1-10

1-6

5-6

1-10

6.3.1.2 6.3.1.3

Natixis commits to the new Principles for Responsible Banking (PRB)

1-10 1-10

5

1-6 1-6

1-10 1-10 1-10 1-10 1-10 1-10

1-17

Socially responsible investment

1-6 1-6 1-6 1-6 1-6 1-6

Recognition of ESG criteria in the issuer analysis

7 7

2 2

Incorporation of ESG criteria and exclusion policies in investment decisions

5

Fund certification

1-10 1-10

1-6 1-6 1-6

11

Voting and engagement policies

5, 13

6.3.1.4 6.3.1.5

Solidarity investment Social impact finance

4, 7

1, 2, 3.4

8.10

1-10

1, 2, 3

1, 2, 3

2, 3, 10

8, 10, 11

6.3.2

Green growth: financing the energy transition and combating climate change

7, 8 7, 8 7, 8 7, 8 7, 8 7, 8 7, 8 7, 8 7, 8 7, 8 7, 8 7, 8

1, 2 1, 2 1, 2 1, 2 1, 2

2, 4 2, 4 2, 4 2, 4 2, 4

13, 15 13, 15

6.3.2.1 GWF: an innovative solution

4

6.3.2.2 Financing and investment in renewable energy

1, 2, 3 1, 2, 3 1, 2, 3

7

6.3.2.3 Financing and investment in mobility and sustainable cities

11, 13

6.3.2.4 Green bonds and green loans

13 13 13

6.3.2.5 6.3.2.6

Development of low carbon structured products

1,2

2,4

Aligning with the objectives of the Paris Agreement

1-6

1-6

2, 4

6.3.3

Green growth: protecting and developing natural capital

1, 2, 3 1, 2, 3

1, 2, 4

1-10 1, 2, 6, 12, 13, 14, 15

1-10 1-10

6.3.3.1

The Act4Nature commitment

1, 2 1, 2 1, 2 1, 2

2, 4

14, 15 14, 15

6.3.3.2 Recognition of biodiversity in financing

1-10 1-10 1-10

1, 2, 3, 4, 5, 6 1, 2, 3, 4, 5, 6 1, 2, 3, 4, 5, 6 1, 2, 7, 8, 9, 10

6

6.3.3.3 6.3.3.4 6.3.3.5

Thematic investment in natural capital

1, 2, 3

1, 2, 13, 14, 15

Development of natural capital structured products

6, 14

Development of the solidarity-based economy

7,8

1, 2, 4

12

6.4.1 6.4.2 6.4.3 6.5.1 6.5.2 6.5.3 6.5.4 6.5.5 6.5.6 6.5.7 6.6.1

Incorporating E&S criteria in financing operations and investments

1-10 1-10

1-6

1-6

1-10

Duty of vigilance

Climate risks

7, 8

1, 23

1

13

Sustainable real estate

7, 8, 9 7, 8, 9 7, 8, 9 7, 8, 9 7, 8, 9 7, 8, 9 7, 8, 9

10, 11

7 7

Managing resource consumption

6, 7, 12

Carbon footprint management

7, 13

Waste reduction and sorting

12 11 12 15

8

Promoting sustainable mobility

Digital sustainability

Developing green spaces

7, 8 9

Human Resources policy and diversity management Supporting the business lines’ transformation Promoting a positive employee experience Actively encouraging talented employees Commitments to solidarity-related projects

3, 4

5, 8

6.6.1.1 6.6.1.2 6.6.1.3

3 4

8

5, 8

8

6.6.2

1-2-3-4-5-8-10

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NATIXIS UNIVERSAL REGISTRATION DOCUMENT 2019