NATIXIS - Universal registration document and financial report 2019

NON-FINANCIAL PERFORMANCE REPORT Strategic outlines and organization of the ESR policy

Main risks identified and risk management systems

Nature of ESR issue Risks identified

Risk management system Key performance indicators See Chapter

Ethics/Governance

Conduct risk

Code of Conduct V

Application of the Code of Conduct system Non-compliance risk management

6.2

3.2.8

Non-compliance risk

Conflict of interest management V Customer protection V Anti-money laundering and V counter-terrorist financing policies Prevention of corruption V Information systems security V Personal data protection V

Cyber risk

Training hours per employee

6.6.1.3

Social

Employability and the transformation of the business lines

Training policy V

Diversity among employees and executive officers

Diversity/inclusion policy V

Presence of women in senior management positions

6.6.1.2

Number of ESG risk reviews

6.4.1

Social risks relating to our activities

ESG criteria in investment and V financing activities

AUM in solidarity investments

6.3.1.4

Environment

Climate risks relating to our activities

Application of the Green V Weighting Factor

Financing with the biggest impact on the climate (rated as brown)

6.3.2.1

Other environmental risks (pollution, harm to biodiversity, etc.) relating to our activities

Financing for the energy transition V ESG criteria in investment V and financing activities

Amount of renewable energy financing arranged during the year Amount of sustainable building financing (buildings with green certification) Amount of green bonds arranged during the year

6.3.2.2

6.3.2.3

6.3.2.4

AUM dedicated to natural capital

6.3.3.3

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NATIXIS UNIVERSAL REGISTRATION DOCUMENT 2019