Derichebourg // 2020-2021 Universal Registration Document

6

Capital and shareholder structure Shareholder structure

Threshold crossing During the fiscal year, the following threshold crossings occurred at Derichebourg:

Date

Shareholder’s name

Threshold crossed

03-10-2021 07-02-2021

Amundi

Above the 2% share capital threshold with 2% of voting rights

Norges Bank Above the 2% share capital threshold with 1.99% of voting rights Since year-end, the Company has been notified by Norges Bank of a threshold crossing of more than 2% with 2.005% of the voting rights on October 20, 2021.

Shares held by the Issuer 6.1.3 or its subsidiaries

The same General Meeting authorized the Board of Directors to reduce the share capital, in one or more transactions, by canceling the shares thus purchased, subject to a maximum of 10% of the share capital per 24-month period. As of September 30, 2021, the Company did not hold any treasury shares. Employee shareholdings 6.1.4 At September 30, 2021, Derichebourg employees held 0.88% of the share capital and 0.62% of the voting rights. Shareholder agreements 6.1.5 To the Issuer’s knowledge, there are no shareholder agreements or agreements whose implementation could lead to a change in control.

As a reminder, the Combined General Meeting of February 10, 2021 authorized the Company, for an 18-month period, to trade in treasury shares up to a maximum of 10% of its share capital, for the purposes of: stimulating the market or market liquidity of Derichebourg stock through a liquidity contract entered into with an investment service provider, in compliance with the AMAFI ethical charter approved by the French Financial Markets Authority; to grant shares to employees, in accordance with legal requirements and generally within the framework of a profit sharing or company savings plan; to purchase shares for subsequent use in exchange or as payment for acquisitions; to deliver shares when exercising rights attached to securities providing access to share capital via reimbursement, conversion, exchange, presentation of a warrant or via any other means; canceling the shares thus purchased, as part of the Company’s financial policy.

DERICHEBOURG 2020/2021 Universal Registration Document 215