technicolor - 2020 Universal Registration Document

1 PRESENTATION OF THE GROUP SHARE CAPITAL AND SHAREHOLDING

To the Company’s knowledge, no shareholder, other than those mentioned above, held more than 5% of its share capital or voting rights on December 31, 2020. In addition, to the Company’s knowledge, no Board Member or Executive Committee member currently holds more than 1% of the Company’s share capital or voting rights, except for Bpifrance Participations (for further information on Board Members’ holdings see section 4.1.1.5: “Corporate Officers’ holdings in the Company’s share capital” under Chapter 4: “Corporate Governance and Compensation” of this Universal Registration Document). MODIFICATIONS IN THE HOLDING OF SHARE CAPITAL OVER THE PAST THREE YEARS GRI In 2020 , share capital operations have brought about many changes in Technicolor’s shareholder base. During the year new shareholders have joined the capital: Baring Asset Management Ltd. acquired 10.35% of the share capital • and voting rights;

BNY Alcentra Group Holdings, Inc. acquired 6.60% of the share • capital and voting rights; Farallon Capital Management, LLC acquired 6.18% of the share • capital and voting rights; and Angelo Gordon & Co, LP acquired 5.01% of the share capital and • voting rights. Some shareholders have considerably modified their holdings in RWC Asset Management LLP went from 10.13% to 0.08%, • J O Hambro Capital Management Limited went from 8.48% to 0%, • Kinney Asset Management, LLC went from 5.53% to 0%, and • Fidelity International went from 5.50% to 0.10%; • upward since December 31, 2019: • Crédit Suisse Group AG went from 1.46% to 12.08%, and • Bain Capital Credit went from 7.01% to 7.04%. • the share capital and voting rights in 2020: downward since December 31, 2019: •

TOP 5 BUYERS AND SELLERS IN 2020*

Number of shares on December 31, 2020 % of share capital and voting rights

Rank Name

Net change 24,406,573 22,450,041 15,552,613 14,574,603 11,808,783 (41,799,834) (24,552,564) (22,589,164) (20,557,652) (12,469,162)

1

Baring Asset Management Ltd. Crédit Suisse Asset Management BNY Alcentra Group Holdings, Inc. Farallon Capital Management, LLC

24,406,573 28,493,063 15,552,613 14,574,603 11,808,783

10.35% 12.08% 6.60% 6.18% 5.01% 0.08% 0.07% 4.40% 3.88% 7.04%

2 3 4 5 2 3 4 5 1

Angelo Gordon & Co, LP RWC Partners Limited

200,166 172,205

Fidelity International

Caisse des Dépôts et Consignations

10,381,145 9,142,348 16,593,636

Invesco Advisers, Inc. Bain Capital Credit, LP

Source: shareholder Top 50 Update analysis from Nasdaq as of December 31, 2020. *

In 2019 , two shareholders built up significant stakes through the purchase of shares on the market: the holding of Bain Capital Credit reached 7.01% of the share capital • and voting rights; and Fidelity International’s holding reached 5.50% of the Company’s • share capital and voting rights. In May 2019, Invesco Ltd. completed the acquisition of OppenheimerFunds, Inc. and crossed the threshold of 5% of the share capital and voting rights up to 7.23% of the share capital and voting rights as of December 31, 2019. DNCA sold all of its shares in the Company’s share capital and went from 6.40% in December 31, 2018 to 0% in December 31, 2019.

In 2018 , two shareholders built up significant stakes through the purchase of shares on the market: the holding of RWC Asset Management LLP reached 5.02% of • the Company’s share capital and voting rights, and subsequently 10.13% of the Company’s share capital and voting rights; and Kinney Asset Management’s holding reached 5.53% of • the Company’s share capital and voting rights. J O Hambro Capital Management Limited and DNCA Finance kept building up their stakes. Cisco Systems, Inc. sold all of its shares in the Company’s share capital and went from 5.17% in December 31, 2017 to 0% in December 31, 2018. OppenheimerFunds, Inc. sold part of its shares in the Company’s share capital and went from 11.75% in December 31, 2017 to 7.17% in December 31, 2018.

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TECHNICOLOR UNIVERSAL REGISTRATION DOCUMENT 2020

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