technicolor - 2020 Universal Registration Document

4 CORPORATE GOVERNANCE AND COMPENSATION CORPORATE GOVERNANCE

The table below shows the transactions in Technicolor securities carried out during fiscal year 2020 and until the date of the publication of this Universal Registration Document, and notified to the AMF (Autorité des marchés financiers) in accordance with Article 19 of Regulation n° 596/2014 of April 16, 2014 on Market Abuse and Article L. 621-18-2 of the French Monetary and Financial Code:

Number of securities/ instruments

Amount of the transaction (in euros)

Description of the financial instrument

Transaction type

Unit price (in euros)

First name and last name

Transaction date

Richard Moat Richard Moat Richard Moat Richard Moat

December 10, 2020 Acquisition December 8, 2020 Acquisition December 4, 2020 Acquisition December 3, 2020 Acquisition October 7, 2020 Exercise September 22, 2020 Subscription September 22, 2020 Subscription September 22, 2020 Subscription September 11, 2020 Acquisition August 28, 2020 Acquisition August 20, 2020 Acquisition August 11, 2020 Acquisition June 29, 2020 Disposal June 26, 2020 Disposal June 25, 2020 Disposal June 24, 2020 Disposal June 23, 2020 Disposal March 10, 2020 Acquisition March 9, 2020 Acquisition March 6, 2020 Acquisition March 5, 2020 Acquisition

Share Share Share Share

295,810 1.9291

570,647.07

95,617

1.7399 166,364.02

165,386 1.6997 281,106.58

29,012

1.6994 49,302.99

Warrant

842,950 0.0100 8,429.50

Bpifrance Participations SA Bpifrance Participations SA Bpifrance Participations SA Bpifrance Participations SA

Share

8,370,251 842,950 1,167,944

2.9800 24,943,347.98

Warrant Warrant

0.00 0.00

0.00 0.00

Anne Bouverot Anne Bouverot Anne Bouverot Anne Bouverot

Share Share Share Share Share Share Share Share Share Share Share Share

10,000 2.750 27,500.00 10,000 2.6100 26,100.00

7,681

2.5500 19,586.55

10,000 2.6909 26,909.00

RWC Asset Management LLP RWC Asset Management LLP RWC Asset Management LLP RWC Asset Management LLP RWC Asset Management LLP Bpifrance Participations SA Bpifrance Participations SA Bpifrance Participations SA Bpifrance Participations SA

39,530 2.7678

109,411.13 221,119.42

81,112

2.7261

109,165 2.8267 308,576.70 157,349 3.0628 481,928.51

161,724 3.6941

597,424.63

Share 1,300,000 0.2287 297,310.00

3,191,351 2,071,107 3,118,183

0.2098 669,545.43 0.2207 457,093.31

0.2281

711,257.54

Details regarding stock options and performance shares granted to the Corporate Officers are set forth below in sub-section 4.2.4: “Stock Option Plans and Performance or Restricted Share Plans” of this Universal Registration Document.

STATEMENT ON THE ABSENCE 4.1.1.6 OF CONVICTIONS FOR FRAUD,

4.1.1.7

SERVICE AND OTHER CONTRACTS BETWEEN CORPORATE OFFICERS AND THE GROUP

BANKRUPTCY AND INCRIMINATION DURING THE PAST FIVE YEARS

To the Company’s knowledge, there are no service contracts between Corporate Officers (Directors, Chairperson of the Board of Directors and Chief Executive Officer) and the Group or any of its subsidiaries that provide for benefits upon termination of such contracts. LOANS AND GUARANTEES GRANTED TO 4.1.1.8 BOARD MEMBERS None.

To the Company’s knowledge, no Corporate Officer has been (i) convicted of fraud, (ii) associated with a bankruptcy, receivership or liquidation, (iii) sanctioned by any statutory or regulatory authorities (including professional organizations), or (iv) disqualified by a court decision from (a) acting as a member of the administrative, management or supervisory bodies of a public company or (b) acting in the management or conduct of the affairs of a public company during the past five years.

TECHNICOLOR UNIVERSAL REGISTRATION DOCUMENT 2020 100