technicolor - 2019 Universal registration document

4 CORPORATE GOVERNANCE AND COMPENSATION CORPORATE GOVERNANCE

The table below shows the transactions in Technicolor securities carried out during fiscal year 2019 and until the publication of this Universal Registration Document, and notified to the Autorité des marchés financiers in accordance with Article 19 of Regulation n° 596/2014 of April 16, 2014 on Market Abuse and Article L. 621-18-2 of the French Monetary and Financial Code:

Amount of the transaction (in euros)

Number of securities/ instruments

First name and last name Anne Bouverot Xavier Cauchois* Christine Laurens* Dominique D'Hinnin*

Transaction type

Description of the financial instrument

Unit price (in euros)

Transaction date

July 29, 2019 Acquisitions August 8, 2019 Acquisitions September 12, 2019 Acquisitions March 3, 2020 Acquisitions

Share Share Share Share

50,000 20,000 15,000 10,000

0.7668 38,340.00 0.7595 15,264.28 0.8229 12,404.40 0.2418 2,417.60

Transactions not notified to the Autorité des marchés financiers in consideration of their amount which was below the threshold of the notification. *

Details regarding stock options and performance shares granted to Executive Directors are set forth in below in the sub-section 4.2.4: “Stock Option Plans and Performance or Restricted Share Plans” of this Universal Registration Document.

STATEMENT ON THE ABSENCE 4.1.1.6 OF CONVICTIONS FOR FRAUD,

SERVICE AND OTHER CONTRACTS 4.1.1.7 BETWEEN BOARD MEMBERS AND THE GROUP To the Company’s knowledge, there are no service contracts between Board Members and the Group or any of its subsidiaries that provide for benefits upon termination of such contracts. LOANS AND GUARANTEES GRANTED 4.1.1.8 TO BOARD MEMBERS None.

BANKRUPTCY AND INCRIMINATION DURING THE PAST FIVE YEARS

To the Company’s knowledge, no member of the Board of Directors has been (i) convicted of fraud, (ii) associated with a bankruptcy, receivership or liquidation, (iii) sanctioned by any statutory or regulatory authorities (including professional organizations), or (iv) disqualified by a court decision from (a) acting as a member of the administrative, management or supervisory bodies of a public company or (b) acting in the management or conduct of the affairs of a public company during the past five years.

Preparation and organization of the Board of Directors’ work 4.1.2 GRI [102-18] [102-26] [102-31]

COMPLIANCE WITH AFEP-MEDEF 4.1.2.1 CORPORATE GOVERNANCE CODE GRI The Company refers to the AFEP-MEDEF Corporate Governance Code, last updated on January 2020 and available on the website of both the AFEP (http://www.afep.com) and the MEDEF (http://www.medef.com/en/), for the preparation of the report required by Article L. 225-37 of the French Commercial Code. The Company complies with all recommendations of the AFEP-MEDEF Corporate Governance Code.

ORGANIZATION OF BOARD OF 4.1.2.2

DIRECTORS’ WORKS – INTERNAL BOARD REGULATIONS GRI [102-18] [102-19] [102-20] [102-21] [102-23] [102-26] [102-27] [102-31]

The Board of Directors reviews at least once a year its membership, organization, operation and committees. In 2019, committee memberships were reviewed in June. The preparation and organization of the Board of Directors’ works are described in the Board of Directors’ Internal Regulations, the main provisions of which are summarized below (for the full Board of Directors’ Internal Regulations, see sub-section 4.1.4: “Internal Board Regulations” of this Universal Registration Document).

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TECHNICOLOR UNIVERSAL REGISTRATION DOCUMENT 2019