technicolor - 2019 Universal registration document

FINANCIAL STATEMENTS EMPLOYEE BENEFIT

The details of these options and shares are disclosed hereafter.

Number of instruments initially granted

Number of instruments outstanding

Initial number of beneficiaries

Contractual instrument life Exercise price (1)

Estimated fair values granted (1)

Type of plan

Grant date

Vesting date

May 2015 (50%) May 2016 (25%) May 2017 (25%) May 2015 (50%) May 2016 (25%) May 2017 (25%) May 2015 (50%) May 2016 (25%) May 2017 (25%) June 2016 (50%) June 2017 (25%) June 2018 (25%) October 2017 (25%) October 2018 (25%) October 2016 (50%) October 2017 (25%) October 2018 (25%) October 2016 (50%)

Subscription options

May 23, 2013 and June 7, 2013

MIP 2015 Options*

16,398,000

5,998,141

94

8 years

€3.19

€1.06

Subscription options

October 24, 2013

MIP 2015 Options*

200,000

103,794

1

8 years

€3.93

€1.40

Subscription

MIP 2015 Options*

options March 26, 2014

215,000

67,466

2

8 years

€4.53

€1.73

Subscription options

MIP 2016 Options*

June 20, 2014

2,830,000

1,642,545

40

8 years

€5.79

€1.82

Subscription

MIP 2016 Options*

options October 21, 2014

1,915,000

1,128,764

24

8 years

€4.92

€1.45

Subscription options

MIP 2016 Options*

April 9, 2015

400,000

415,176

1

8 years

€5.83

€1.88

June 2017 (50%) June 2018 (25%) June 2019 (25%)

MIP June 2017 Options*

Subscription options

June 26, 2015

250,000

77,845

2

8 years

€5.88

€1.91

October 2017 (50%) October 2018 (25%) October 2019 (25%)

MIP October 2017 Options*

December 3, 2015

Subscription options Performance shares Performance shares Performance shares Performance Performance shares Performance shares Performance shares Performance shares Performance shares Performance shares Performance shares Performance shares

1,710,000

420,000

22

8 years

€7.11

€2.27

2016 LTIP**

April 29, 2016

2,760,500

-

187

April 2019

-

-

€5.69

2016 LTIP**

July 27, 2016 October 20, 2016

66,000

-

12

April 2019

-

-

€5.47

2016 LTIP**

214,000

-

18

April 2019

-

-

€5.14

2017 LTIP**

shares January 6, 2017

162,000

125,643

10

April 2020

-

-

€3.78

2017 LTIP**

March 9, 2017

4,003,000

2,850,841

218

April 2020

-

-

€3.78

2017 LTIP**

April 26, 2017

200,000

200,000

1

April 2020

-

-

€4.33

2017 LTIP**

July 26, 2017

142,500

85,236

15

April 2020

-

-

€3.38

2018 LTIP**

April 25, 2018

307,000

300,000

2

April 2021

-

-

€1.27

2018 LTIP**

June 25, 2018

330,000

300,000

12

April 2021

-

-

€1.27

6

2019 LTIP**

June 14, 2019

200,000

200,000

1

June 2022

-

-

€0.77

2019 LTIP**

July 24, 2019 November 5, 2019

2,383,000

2,335,306

175

June 2022

-

-

€0.77

2019 LTIP**

74,000

74,000

4

June 2022

-

-

€0.77

Management Incentive Plans (MIP) (see description above). * Long-Term Incentive Plan (LTIP) (see description above). ** Exercise prices and number of options outstanding were modified following the 2015 capital increases. (1)

TECHNICOLOR UNIVERSAL REGISTRATION DOCUMENT 2019 249