Sopra Steria - 2020 Universal registration document

7 SHARE OWNERSHIP STRUCTURE Information on transactions in securities by Directors or persons mentioned in Article L. 621-18-2 of the French Monetary and Financial Code Information on transactions in securities by Directors 11. or persons mentioned in Article L. 621-18-2 of the French Monetary and Financial Code

Pursuant to article 223–26 of the AMF’s General Regulation, transactions relating to Sopra Steria Group shares in 2020 and referred to in Article L. 621-18-2 of the French Monetary and Financial Code were as follows:

Number of shares

Transaction date

Unit price

Transaction amount

Category (1)

Name

Function

Description (2)

a a a a

Astrid Anciaux*

Director

A** A** A** A**

01/04/2020 318 01/04/2020 1,905 01/04/2020 1,270 01/04/2020 318

€0.00 €0.00 €0.00 €0.00 €0.00 €0.00 €0.00 €0.00

Vincent Paris Éric Pasquier Jean-Bernard Rampini*

Chief Executive Officer

Director

Non-Voting Director

a

Solfrid Skilbrigt* Xavier Pecquet

Director

A**

01/04/2020 318 31/07/2020 2,000

€0.00 €0.00

Chairman of Sopra Executive Investissements (SEI) SAS***

D

€126.57 €253,140.00

a

Éric Pasquier

Director

D

01/12/2020 1,400

€130.00 €182,000.00

Category a: Members of the Board of Directors and the Chief Executive Officer. (1) Description: A: Acquisition; D: Disposal; S: Subscription; E: Exchange; Do: Donation; ESO: Exercise of stock options. (2) Term of office ended at the close of the General Meeting of 9 June 2020. * Allocation of free performance shares under the 2017 LTI. ** SEI’s partners voted to declare the conclusion of the liquidation procedure at its General Meeting of 12 October 2020. ***

Authorisations to issue securities granted 12. to the Board of Directors at the Combined General Meetings of 12 June 2018 and 9 June 2020

Issue with pre-emptive subscription rights 12.1.

Date of GM and resolution

Duration of delegation (Expiry)

Maximum amount of

Securities transaction concerned

Maximum issue amount

capital increase Use during the year

Nominal amount of €2 billion, if securities giving access to the share capital are to be issued

Capital increase (ordinary shares and other securities giving access to the share capital) Capital increase (ordinary shares and other securities giving access to the share capital) in the event of oversubscription in accordance with Resolution 13

9 June 2020 Resolution 13

26 months (August 2022)

50% of the nominal share capital 15% of the amount of the capital increase under Resolution 13, up to a maximum of 50% of the total nominal share capital Amount of discretionary reserves

None

15% of the amount of the capital increase under Resolution 13, up to a maximum of €2 billion Amount of discretionary reserves

9 June 2020 Resolution 17 9 June 2020 Resolution 20

26 months (August 2022) 26 months (August 2022)

None

Capital increase through the capitalisation of reserves or the issue of new shares

None

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SOPRA STERIA UNIVERSAL REGISTRATION DOCUMENT 2020