Saint Gobain - Registration document 2016

9 FINANCIAL AND ACCOUNTING INFORMATION

3. Compagnie de Saint-Gobain annual financial statements (parent company)

fulfillment of the performance criteria attached to certain plans: The table below summarizes information about stock options outstanding at December 31, 2016, after taking into account partial

Exercisable options

Options not yet exercisable

Total options outstanding

(in months) residual life Weighted avg.

Exercise price (in EUR)

of options Number

(in EUR) Exercise price

of options Number

of options Number

Type of options

2007

64.72

3,403,171

11

-

-

3,403,171

Subscription

2008

25.88

1,702,822

23

-

-

1,702,822

Subscription

2009

36.34

809,868

35

-

-

809,868

Subscription

2010

35.19

-

47

-

-

-

Subscription

2011

31.22

-

59

-

-

-

Subscription

2012

27.71

29,716

71

-

-

29,716

Subscription

2013

-

-

83

38.80

237,250

237,250 see 10.4 above

2014

-

-

95

34.13

234,550

234,550 see 10.4 above

2015

-

-

107

39.47

224,950

224,950 see 10.4 above

2016

-

-

119

40.43

280,000

280,000 see 10.4 above

TOTAL

-

5,945,577

-

-

976,750

6,922,327

-

At December 31, 2016, 5,945,577 stock options were exercisable at an average exercise price of €49.55, and 976,750 options at an average exercise price of €38.30 had not yet vested.

Number of rights

Performance share plans 10.5

AT DECEMBER 31, 2014 NUMBER OF PERFORMANCE SHARE RIGHTS

2,102,291

Saint-Gobain since 2009. Various performance share plans have been set up by outside France. employees and senior managers of the Group within and Directors on November 24, 2016 concerns managerial-grade Group outside France. The plan approved by the Board of managerial-grade employees and senior managers of the Directors in 2013, 2014 and 2015, solely concern certain December 31, 2016. The plans approved by the Board of Four performance share plans were outstanding at be delivered the day after the end of this vesting period. The vesting period is 4 years for all plans, and the shares will All plans are subject to service and performance conditions. as follows: The change in the total number of performance share rights is

in November 2015 performance share rights granted ‹

500,910

(237,810)

shares issued/delivered ‹

lapsed and cancelled rights ‹

(13,510)

AT DECEMBER 31, 2015 NUMBER OF PERFORMANCE SHARE RIGHTS

2,351,881

in November 2016 performance share rights granted ‹

1,231,320

(583,220)

shares issued/delivered ‹

lapsed and cancelled rights ‹

(196,856)

AT DECEMBER 31, 2016 NUMBER OF PERFORMANCE SHARE RIGHTS

2,803,125

advance under the 2013 and 2014 plans. shares delivered under the 2012 plan and 550 existing shares delivered in Including 217,115 new shares delivered under the 2011 plan, 365,555 existing *

9

273

SAINT-GOBAIN - REGISTRATION DOCUMENT 2016