RUBIS_REGISTRATION_DOCUMENT_2017

RUBIS’ CAPITAL AND SHAREHOLDERS 7 Table illustrating change in share capital over the last 5 years

Amount of capital increase

Number of securities created

Share capital after the transaction

Equities comprising share capital

Date

Transaction

2016 05/24 05/24 07/08 07/08 07/11 07/11 08/08 08/08 09/15 09/15 12/30 2017 01/03 04/03 04/03 05/17 05/17 07/06 07/06 07/10 07/17 08/18 09/04

Employee savings

€161,610

64,644 79,969

€108,203,990

43,281,596 43,361,565 45,006,290 45,056,262 45,067,657 45,082,772 45,184,772 45,213,919 45,341,419 45,412,972 45,454,888 45,459,989 45,460,740 45,528,783 45,617,756 45,629,317 45,727,158 46,869,287 46,872,380 46,880,686 93,865,740 (2)

€108,403,912.50

Exercise of stock options

€199,922.50 €4,111,812.50

1,644,725

€112,515,725 €112,640,655

DPS (1)

Exercise of stock options

€124,930

49,972 11,395 15,115 102,000 29,147 127,500 71,553 41,916

Performance shares

€28,487.50 €37,787.50

€112,669,142.50

Exercise of stock options

€112,706,930 €112,961,930

Equity Line

€255,000

Exercise of stock options

€72,867.50

€113,034,797.50 €113,353,547.50

Equity Line

€318,750

Exercise of stock options Exercise of stock options

€178,882.50

€113,532,430 €113,637,220

€104,790

Performance shares Performance shares

€12,751.50 €1,877.50 €170,107.50 €222,432.50 €28,902.50 €244,602.50 €2,855,322.50

5,101

€113,649,972.50

751

€113,651,850

Exercise of stock options

68,043 88,973 11,561 97,841

€113,821,957.50

Employee savings

€114,044,390

Exercise of stock options Exercise of stock options

€114,073,292.50

€114,317,895

1,142,129

€117,173,217.50

DPS (1)

Performance shares

€7,732.50

3,093 8,306

€117,180,950 €117,201,715 €117,332,175 €117,335,600

Exercise of stock options

€20,765

104,368 (2)

Performance shares

€130,460 (2)

Preferred shares

€3,425 (2)

2,740 (2)

93,865,740 ordinary shares (2) 2,740 preferred shares (2) 93,865,740 ORDINARY SHARES (2) 2,740 PREFERRED SHARES (2)

12/31

STATEMENT OF SHARE CAPITAL

117,335,600

(1) DPS: dividend payment in shares. (2) After the 2-for-1 share split on July 28, 2017.

2017 Registration Document I RUBIS 168