RUBIS - 2019 Universal Registration Document

7 GENERAL INFORMATION ABOUT RUBIS - Securities transactions conducted by corporate officers

7.3 Securities transactions conducted by corporate officers

Managing General Partners and members of the Supervisory Board of Rubis have carried out the following transactions of which the Company is aware on the Company’s securities during fiscal year 2019. 7.3.1 MANAGEMENT AND RELATED PERSONS

• disposal by GR Partenaires of 591 Rubis shares at the price of €51.15 each • disposal by GR Partenaires of 14,230 Rubis shares at the price of €51.0367 each • disposal by Sorgema of 30,000 Rubis shares at the price of €51.4147 each • disposal by Sorgema of 11,375 Rubis shares at the price of €53.14 each • disposal by Sorgema of 1,324 Rubis shares at the price of €51.90 each • disposal by Magerco of 225 Rubis shares at the price of €50.50 each • subscription by Sorgema of 19,646 Rubis shares at the price of €40.06 each (1) • subscription by Sorgema of 29,631 Rubis shares at the price of €40.06 each (1) • subscription by Gilles Gobin of 3,680 Rubis shares at the price of €40.06 each (1) • subscription by Gilles Gobin of 2,995 Rubis shares at the price of €40.06 each (1) • subscription by Magerco of 423 Rubis shares at the price of €40.06 each (1) • subscription by Jacques Riou of 1,349 Rubis shares at the price of €40.06 each (1) • subscription by Agane of 52 Rubis shares at the price of €40.06 each (1) • subscription by Agena of 36,431 Rubis shares at the price of €40.06 each (1) • disposal by Agena of 13,500 Rubis shares at the price of €53.2147 each • subscription by Gilles Gobin of 5,000 Rubis shares at the price of €55.2085 each • disposal by Agena of 10,000 Rubis shares at the price of €55.20 each • disposal by Agena of 10,000 Rubis shares at the price of €55.10 each • disposal by Agena of 15,000 Rubis shares at the price of €54.95 each • disposal by Agena of 5,000 Rubis shares at the price of €55.40 each

01/17/2019 01/18/2019

03/15/2019 03/20/2019 04/03/2019 06/20/2019

07/08/2019

09/18/2019 11/11/2019 12/20/2019 12/23/2019 12/24/2019 12/27/2019

(1) Option for the payment of the dividend in shares.

7.3.2 MEMBERS OF THE SUPERVISORY BOARD AND RELATED PERSONS

• acquisition by Chantal Mazzacurati of 900 Rubis shares at the price of €50.00 each • disposal by Orfim of 5,093,047 Rubis shares at the price of €46.50 each

04/09/2019 04/11/2019 04/12/2019 05/14/2019 07/16/2019

• acquisition by Groupe Industriel Marcel Dassault of 1,371 Rubis shares at the price of €46.2865 each • acquisition by Groupe Industriel Marcel Dassault of 22,000 Rubis shares at the price of €46.0363 each • subscription by Hervé Claquin of 1,980 Rubis shares at the price of €40.06 each (1) • subscription by a person connected to Hervé Claquin of 1,170 Rubis shares at the price of €40.06 each (1)

(1) Option for the payment of the dividend in shares.

7.3.3 UNAUTHORIZED PERIODS Internal prudential rules define unauthorized periods, during which time carrying out transactions on Rubis securities is prohibited, for the Managing General Partners and

members of the Supervisory Board as well as for certain employees and external suppliers. These unauthorized periods start 30 days prior to the expected publication date of the

annual and half-yearly results, and 15 days prior to the expected publication date of quarterly revenue, and end the day after publication of these same results.

212 i Rubis 2019 Universal Registration Document

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