RUBIS - 2019 Universal Registration Document

6 INFORMATION ABOUT THE COMPANY AND ITS CAPITAL - Information on share capital and share ownership

6.2.4 POTENTIAL SHARE CAPITAL AS OF DECEMBER 31, 2019

• 62 preferred shares (January 7, 2019 plan) for which the vesting period is ongoing and which are convertible into a maximum of 6,200 ordinary shares; • 662 preferred shares (December 17, 2019 plan) for which the vesting period is ongoing and which are convertible into a maximum of 66,200 ordinary shares; • 385,759 performance shares (December 17, 2019 plan) for which the vesting period is ongoing; • 150,276 stock options (December 17, 2019 plan) that could be exercised in 2022 subject to the fulfillment of performance conditions; • 2,800,000 shares that may be issued until November 21, 2020 as a result of the exercise of the remaining 2,800,000 equity warrants held by Crédit Agricole CIB and Société Générale. A comprehensive statement of current performance share and preferred share plans is provided in section 6.5.6 of this chapter. As a result, a shareholder owning 1% of non- diluted share capital as of December 31, 2019, would own 0.96% of the share capital on a diluted basis.

Securities giving or potentially giving access to the share capital arise from: • preferred shares whose vesting period, retention period or conversion period is ongoing; • performance shares for which the vesting period is ongoing; • stock options not yet exercised; • equity warrants issued in July 2017 as part of the equity lines negotiated with Crédit Agricole CIB and Société Générale, which have not yet been exercised. There are no other securities that may grant access to share capital as of December 31, 2019. If all securities granting access to share capital were to be issued, the number of ordinary shares of the Company as of December 31, 2019 would be increased by a maximum of 4,393,235 shares, breaking down as follows: • 2,086 preferred shares (September 2, 2015 plan) for which the conversion period was ongoing and which are liable to be converted into a maximum of 208,600 ordinary shares; • 3,722 preferred shares (July 11, 2016 plan), vested and created on July 11, 2019, for

which the retention period is ongoing and which are convertible into a maximum of 372,200 ordinary shares; • 92 preferred shares (July 11, 2016 plan), for which beneficiaries, whose compensation is taxable outside France, opted for deferred vesting (one additional year) and which are convertible into a maximum of 9,200 ordinary shares; • 1,932 preferred shares (March 13, 2017 plan) for which the vesting period is ongoing and which are convertible to a maximum of 193,200 ordinary shares; • 374 preferred shares (July 19, 2017 plan) for which the vesting period is ongoing and which are convertible into a maximum of 37,400 ordinary shares; • 345 preferred shares (March 2, 2018 plan) for which the vesting period is ongoing and which are convertible to a maximum of 34,500 ordinary shares; • 1,157 preferred shares (March 5, 2018 plan) for which the vesting period is ongoing and which are convertible to a maximum of 115,700 ordinary shares; • 140 preferred shares (October 19, 2018 plan) for which the vesting period is ongoing and which are convertible into a maximum of 14,000 ordinary shares;

6.2.5 SHARE CAPITAL AUTHORIZED BY THE

SHAREHOLDERS’ MEETINGS AS OF DECEMBER 31, 2019

This information appears in chapter 5, section 5.6.5 of this Universal Registration Document.

188 i Rubis 2019 Universal Registration Document