RUBIS - 2019 Universal Registration Document

5 CORPORATE GOVERNANCE - Shareholders’ Meetings

5.6.5 TABLE OF DELEGATIONS FOR THE CAPITAL INCREASES IN EFFECT AND THE USES MADE OF THE DELEGATIONS

In 2019, the Board of Management held the following powers, authorized/delegated by the Combined Shareholders’ Meetings of General Partners and Limited Partners on June 8, 2017, and June 11, 2019, under the conditions described below:

COMBINED SHAREHOLDERS’ MEETINGS OF THE GENERAL PARTNERS AND OF THE LIMITED PARTNERS ON JUNE 8, 2017

Amount authorized

Expiration of the authorization

Resolution

Use

Overall ceiling of issues of shares and/or securities giving access to the share capital pursuant to the delegations of authority provided for in the 15 th , 16 th , 18 th , 19 th and 21 st resolutions Capital increase by public offering with preferential subscription rights (15 th and 16 th resolutions) Capital increase in consideration of contributions in kind of equity securities or negotiable securities giving access to the share capital (18 th resolution) Capital increase reserved for a category of persons, with cancellation of preferential subscription rights in accordance with the provisions of Article L. 225-138 of the French Commercial Code (19 th resolution) Capital increase reserved for members of a company savings plan (21 st resolution)

€35,000,000

€5,827,537.50

August 8, 2019 (1)

€26,500,000 (2)

None

August 8, 2019 (1)

€5,500,000

None

August 8, 2019 (1)

€5,500,000

€5,500,000 (3) July 21, 2017

December 8, 2018

€700,000

€147,471.25 January 18, 2018 €180,066.25 January 4, 2019

August 8, 2019 (1)

€15,000,000

None

August 8, 2019 (1)

Capital increase by capitalization of profits, reserves or share premiums (17 th resolution)

Preferred share awards (PS) (20 th resolution)

2,740 PS (4)

374 preferred shares July 19, 2017 (5) 345 preferred shares March 2, 2018 1,157 preferred shares March 5, 2018 140 preferred shares October 19, 2018 62 preferred shares on January 7, 2019 662 preferred shares on December 17, 2019

August 8, 2020

(1) Anticipation of the term on June 11, 2019, as a result of the approval of new resolutions by the Combined Shareholders’ Meeting of June 11, 2019. (2) The amount corresponding to the increased number of securities to be issued in the event of subscriptions exceeding the number of securities proposed, under the over-allocation clause, must be deducted from this ceiling of €26,500,000 (16 th resolution). (3) Of the 4,400,000 equity warrants issued on July 21, 2017, in favor of Société Générale and Crédit Agricole CIB (with a term of 40 months), only 1,200,000 had been exercised as of December 31, 2019. (4) 0.003% of the number of ordinary shares comprising the share capital on the day of the Shareholders’ Meeting, corresponding to 1,370 PSs, i.e. 2,740 PSs following the two-for-one share split of July 28, 2017, giving rise to a maximum number of 274,000 ordinary shares assuming a conversion rate of 100%. (5) The initial quantities were doubled following the two-for-one share split of July 28, 2017.

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