PERNOD-RICARD - URD 2020-21

____ 2. CORPORATE GOVERNANCE COMPENSATION POLICY

2.8.5

Summary of transactions involving Pernod Ricard securities made by corporate

officers in FY21 (article 223-26 of the AMF General Regulation)

Amount of transaction (€)

First name, surname, Company name

Price (€)

Title

Financial instrument

Type of transaction

Date

Mr Alexandre Ricard

Chairman and CEO

Call options Exercise of stock options

18.11.2020

160.70 4,188,163

Shares

Vesting

18.11.2020

160.70 1,897,224

Ms Patricia Barbizet

Director

Shares

Vesting 28.06.2021

188.75

30,200

Mr César Giron

Director

Shares

Vesting

18.11.2020

160.70

420,231

Call options Exercise of stock options

15.12.2020

102.80

508,860

Shares

Disposal

15.12.2020

160.0159

792,079

Société Paul Ricard

Director Transfer of stock put options Transfer of stock put options 03.09.2020

1.8400

137,474

Le Delos Invest III SAS, legal entity linked to Société Paul Ricard, Director

Director

Shares

Settlement of a financial forward contract Conclusion of a forward financial instrument

16.02.2021

0.00

0.00

Forward financial instrument with underlying shares

16.02.2021

0.00

0.00

Shares

Pledge of shares

16.02.2021

0.00

0.00

Shares

Vesting 19.02.2021

163.8228 281,775,216

Shares Settlement of two financial forward contracts

23.06.2021 30.06.2021 23.06.2021 30.06.2021 23.06.2021 30.06.2021

0.00

0.00

Delos Invest II SA, legal entity linked to Société Paul Ricard, Director

Director

Conclusion of two financial forward instruments

0.00

0.00

Financial forward instrument with equities as underlying

Shares

Pledge of shares

0.00

0.00

2.8.6

Corporate officers’ equity investments in the Company’s share capital

(situation at 30 June 2021)

Percentage of share capital at 30 June 2021

Number of voting rights at 30 June 2021

Percentage of voting rights at 30 June 2021

Number of shares at 30 June 2021

Members of the Board of Directors

Executive Directors Mr Alexandre Ricard (Chairman and CEO)

158,566

0.06%

165,906

0.05%

Directors Mr César Giron

4,765

NM

4,765

NM

Société Paul Ricard represented by Mr Paul-Charles Ricard (1)

34,630,930

13.22%

61,105,036

19.43%

Ms Veronica Vargas

9,820

NM

9,820

NM

Independent Directors Ms Patricia Barbizet (Lead Independent Director)

3,160

NM

3,160

NM

Mr Wolfgang Colberg

1,076

NM

1,652

NM

Ms Virginie Fauvel

50

NM

50

NM

Mr Ian Gallienne

1,000

NM

1,000

NM

Ms Anne Lange

1,000

NM

1,000

NM

Mr Philippe Petitcolin

310

NM

310

NM

Ms Kory Sorenson

1,000

NM

1,000

NM

Director representing the employees (2) Ms Maria Jesus Carrasco Lopez

-

NM

-

NM

Mr Stéphane Emery

-

NM

-

NM

NM: not meaningful. Includes shares held by Société Paul Ricard, as well as by Le Garlaban, Le Delos Invest I, Le Delos Invest II and Le Delos Invest III, related to Société Paul Ricard within the (1) meaning of article L. 621-18-2 of the French Monetary and Financial Code. In accordance with the law, Directors representing the employees are not required to hold a minimum number of Company shares. (2)

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PERNOD RICARD UNIVERSAL REGISTRATION DOCUMENT 2020-2021