PERNOD-RICARD_REGISTRATION_DOCUMENT_2017-2018
2
CORPORATE GOVERNANCE AND INTERNAL CONTROL REPORT OF THE BOARD OF DIRECTORS ON CORPORATE GOVERNANCE
Transactions involving Pernod Ricard shares made by corporate officers in FY18 (article 223-26 of the AMF General Regulation)
Amount of transaction (in euros)
First name, surname, Company name
Financial instrument
Price (in euros) 113.10
Position
Type of transaction
Date
Mr Alexandre Ricard Chairman & CEO
Shares Shares Shares Shares
Acquisition 01.09.2017
3,054
Acquisition 01.09.2017 113.3222
1,019,900 1,141,603 6,391,539
Acquisition 18.11.2017
127.00 126.50
Mr Pierre Pringuet
Vice-Chairman of the Board
Disposal
09.02.2018
Exercise of stock options
Stock options
13.02.2018 16.05.2018 18.05.2018 21.05.2018
64.00
4,320,000
Shares Shares Shares
Disposal Disposal Disposal
140.00 140.00 140.00
65,800
6,197,940 1,724,940
Exercise of stock options
Stock options
28.05.2018
68.54
4,403,147
Ms Nicole Bouton Mr César Giron
Director Director
Shares Shares Shares Shares Shares
Acquisition 13.02.2018 129.4092
38,823 284,510 118,595 15,248 204,738
Disposal Disposal Disposal
19.09.2017
115.00
21.03.2018 133.8541
21.03.2018
133.75
Ms Veronica Vargas Société Paul Ricard
Director Director
Acquisition 18.07.2017 116.9929
Transfer of stock put options Transfer of stock put options
Stock options
25.04.2018
0.5108 304,069.16
Stock options
18.06.2018
0.2760 213,934.17
Corporate officers’ equity investments in the Company’s share capital (situation at 30 June 2018)
Percentage of share capital at 30.06.2018
Number of voting rights at 30.06.2018
Percentage of voting rights at 30.06.2018
Number of shares at 30.06.2018
Members of the Board of Directors Executive Directors Mr Alexandre Ricard (Chairman & CEO)
75,572 404,242
0.03% 0.15%
75,572 519,286
0.02% 0.17%
Mr Pierre Pringuet (Vice-Chairman of the Board of Directors)
Directors Mr César Giron
2,113 1,100
N.M. N.M.
2,113 1,100
N.M. N.M.
Ms Martina Gonzalez-Gallarza
Société Paul Ricard represented by Mr Paul-Charles Ricard (1)
37,686,104
14.20% 62,559,332
20.11%
Ms Veronica Vargas Independent Directors Ms Nicole Bouton Mr Wolfgang Colberg
8,570
N.M.
8,570
N.M.
1,450 1,076 1,000
N.M. N.M. N.M. N.M. N.M. N.M.
1,650 1,076 1,000
N.M. N.M. N.M. N.M. N.M. N.M.
Mr Ian Gallienne Ms Anne Lange Mr Gilles Samyn Ms Kory Sorenson
100
100
1,000 1,000
1,000 1,000
Directors representing the employees (2) Mr Stéphane Emery
-
N.M.
-
N.M.
N.M.: Not material. This includes the shares held by Société Paul Ricard and by Le Garlaban, Le Delos Invest I, Le Delos Invest II and Le Delos Invest III (the 8,392,096 Pernod (1) Ricard shares held by Le Delos Invest III were transferred as collateral for the full performance of its obligations under the terms of a financial futures contract entered into on 10 April 2009), related to Société Paul Ricard within the meaning of article L. 621-18-2 of the French Monetary and Financial Code. In accordance with the law, Directors representing the employees are not required to hold a minimum number of Company shares. (2)
72
PERNOD RICARD REGISTRATION DOCUMENT 2017/2018
Made with FlippingBook - Online catalogs