NATIXIS_PILLAR_III_2017_EN

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14 APPENDIX

Appendix 2: Issuance of capital instruments at December 31, 2017

ISSUANCE OF AT1 OF CAPITAL INSTRUMENTS R

Capital instruments - main features (in millions of euros)

Additional Tier 1 capital instruments

Issuer

NATIXIS (formerly NBP)

NATIXIS

2 Unique identifier (e.g. CUSIP, ISIN or Bloomberg identifier for private placement)

FR0010154278

FR0010347880

FR0010600163

Governing law(s) of the instrument

French

3a Conditions under which the eligibility requirement of Section 13

n/a

of the TLAC Term Sheet is met (for other TLAC-eligible instruments governed by the laws of foreign countries)

Regulatory treatment

4 5

CRR phase-in rules

Additional Tier 1 instruments Additional Tier 1 instruments Additional Tier 1 instruments

Post-CRR phase in rules

Ineligible

6 Eligible at solo/(sub-) consolidated/solo and (sub-) consolidated Consolidated

Consolidated CRR Article 52

7 8 9

Instrument type (types to be specified by each jurisdiction)

CRR Article 52

Amount recognized in regulatory capital

EUR 152 m EUR 152 m

EUR 208 m (USD 250 m)

EUR 150 m EUR 150 m

Nominal amount of instrument

USD 250 m

9a 9b 10 11 12 13 14

Issue price

100% 100%

Redemption price

Accounting classification Original date of issuance Perpetual or dated Original maturity date

Shareholders’ equity

25/01/2005 Perpetual

30/06/2006 Perpetual

28/03/2008 Perpetual

n/a yes

Call option for issuer subject to prior supervisory approval

15 Optional call date, contingent call dates and redemption amount call date of early redemption option at par and for the full issue on 01.25.2010

call date of early redemption option at par and for the full issue on 06.30.2016 contingent early redemption option at any time, at par and for the full issue in the event of a change in tax legislation (loss of deductibility of coupons paid, imposition of withholding tax) or regulatory legislation (loss of Tier 1 issue status) at each coupon payment date (on 03.31, 06.30, 09.30 and 12.31 of each year)

call date of early redemption option at par and for the full issue on 03.28.2018 contingent early redemption option at any time, at par and for the full issue in the event of a change in tax legislation (loss of deductibility of coupons paid, imposition of withholding tax) or regulatory legislation (loss of Tier 1 issue status) at each coupon payment date (on 03.28, 06.28, 09.28 and 12.28 of each year)

early redemption option at any time, at par and for the full issue in the event of a change in tax legislation (loss of deductibility of coupons paid, imposition of withholding tax) or regulatory legislation (loss of Tier 1 issue status)

Subsequent call dates

at each coupon payment date (on 01.25 of each year)

152

NATIXIS Risk report Pillar III 2017

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