NATIXIS // 2021 Universal Registration Document

CORPORATE GOVERNANCE Management and oversight of corporate governance

Summary of NATIXIS’ share transactions disclosed to the AMF by persons discharging managerial responsibilities and by persons closely associated with them Summary of transactions in the Company’s shares by executives during fiscal year 2021, reported to the AMF in accordance with Article L.621-18-2 of the French Monetary and Financial Code and Articles 223-22 to 223-26 of the AMF General Regulation.

Amount of transactions (in euros)

2

Name

Transaction date

Transaction Number of shares

March 1, 2021 V

Free share acquisition (a) V

66,689 V

0.00 V

Laurent MIGNON

Laurent MIGNON

May 24, 2021 V

Free share acquisition (b) V

22,030 V

0.00 V

May 27, 2021 V

Reciprocal share purchase and sale V agreement with conditions (c)

257,045 V

0.00 V

Laurent MIGNON

Laurent MIGNON

June 7, 2021 V

Sale (d) V

106,790 V

4.0010 V

6,443 V

4.0010 V

Dominique GARNIER

June 8, 2021 V

Sale (d) V

Nathalie BRICKER

March 1, 2021 V

Free share acquisition (a) V

5,555 V

0.00 V

Reciprocal share purchase and sale V agreement with conditions (c)

15,598 V

0.00 V

Nathalie BRICKER

May 27, 2021 V

Nathalie BRICKER

June 10, 2021 V

Sale (d) V

5,471 V

4.00 V

109,998 V

0.00 V

Anne-Christine CHAMPION May 27, 2021 V

Reciprocal share purchase and sale V agreement with conditions (c)

Anne-Christine CHAMPION June 8, 2021 V

Sale (d) V

78,801 V

4.0010 V

Mohamed KALLALA

May 27, 2021 V

Reciprocal share purchase and sale V agreement with conditions (c)

175,062 V

0.00 V

Mohamed KALLALA

June 18, 2021 V

Sale (d) V

97,310 V

4.00 V

Nicolas NAMIAS

March 1, 2021 V

Free share acquisition (a) V

10,627 V

0.00 V

Nicolas NAMIAS

May 30, 2021 V

Reciprocal share purchase and sale V agreement with conditions (c)

23,063 V

0.00 V

Nicolas NAMIAS

June 7, 2021 V

Sale (d) V

6,330 V

4.0010 V

André-Jean OLIVIER

March 1, 2021 V

Free share acquisition (a) V

15,468 V

0.00 V

André-Jean OLIVIER

May 24, 2021 V

Free share acquisition (b) V

4,015 V

0.00 V

André-Jean OLIVIER

May 27, 2021 V

Reciprocal share purchase and sale V agreement with conditions (c)

52,347 V

0.00 V

André-Jean OLIVIER

June 10, 2021 V

Sale (d) V

94,339 V

4.00 V

Cécile TRICON-BOSSARD

March 1, 2021 V

Free share acquisition (a) V

5,500 V

0.00 V

27,487 V

0.00 V

Cécile TRICON-BOSSARD

May 27, 2021 V

Reciprocal share purchase and sale V agreement with conditions (c)

Cécile TRICON-BOSSARD

June 9, 2021 V

Sale (d) V

30,891 V

4.00 V

Véronique SANI

May 31, 2021 V

Reciprocal share purchase and sale V agreement with conditions (c)

8,251 V

0.00 V

Jean RABY

March 1, 2021 V

Free share acquisition (a) V

93,614 V

0.00 V

Pierre-Antoine VACHERON

March 1, 2021 V

Free share acquisition (a) V

25,466 V

0.00 V

Pierre-Antoine VACHERON

June 1, 2021 V

Reciprocal share purchase and sale V agreement with conditions (c)

275,388 V

0.00 V

Natixis free share plans of April 13, 2018 and April 12, 2019.

(a)

Natixis free share plan of July 23, 2017. (b) Put options on NATIXIS shares resulting from liquidity commitments entered into with BPCE as part of the simplified tender offer initiated by BPCE for NATIXIS, (c) relating to unavailable free shares and free shares being acquired. Disposal as part of the simplified tender offer initiated by BPCE for Natixis. (d)

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NATIXIS UNIVERSAL REGISTRATION DOCUMENT 2021

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