NATIXIS // 2021 Universal Registration Document
CORPORATE GOVERNANCE Management and oversight of corporate governance
Summary of NATIXIS’ share transactions disclosed to the AMF by persons discharging managerial responsibilities and by persons closely associated with them Summary of transactions in the Company’s shares by executives during fiscal year 2021, reported to the AMF in accordance with Article L.621-18-2 of the French Monetary and Financial Code and Articles 223-22 to 223-26 of the AMF General Regulation.
Amount of transactions (in euros)
2
Name
Transaction date
Transaction Number of shares
March 1, 2021 V
Free share acquisition (a) V
66,689 V
0.00 V
Laurent MIGNON
Laurent MIGNON
May 24, 2021 V
Free share acquisition (b) V
22,030 V
0.00 V
May 27, 2021 V
Reciprocal share purchase and sale V agreement with conditions (c)
257,045 V
0.00 V
Laurent MIGNON
Laurent MIGNON
June 7, 2021 V
Sale (d) V
106,790 V
4.0010 V
6,443 V
4.0010 V
Dominique GARNIER
June 8, 2021 V
Sale (d) V
Nathalie BRICKER
March 1, 2021 V
Free share acquisition (a) V
5,555 V
0.00 V
Reciprocal share purchase and sale V agreement with conditions (c)
15,598 V
0.00 V
Nathalie BRICKER
May 27, 2021 V
Nathalie BRICKER
June 10, 2021 V
Sale (d) V
5,471 V
4.00 V
109,998 V
0.00 V
Anne-Christine CHAMPION May 27, 2021 V
Reciprocal share purchase and sale V agreement with conditions (c)
Anne-Christine CHAMPION June 8, 2021 V
Sale (d) V
78,801 V
4.0010 V
Mohamed KALLALA
May 27, 2021 V
Reciprocal share purchase and sale V agreement with conditions (c)
175,062 V
0.00 V
Mohamed KALLALA
June 18, 2021 V
Sale (d) V
97,310 V
4.00 V
Nicolas NAMIAS
March 1, 2021 V
Free share acquisition (a) V
10,627 V
0.00 V
Nicolas NAMIAS
May 30, 2021 V
Reciprocal share purchase and sale V agreement with conditions (c)
23,063 V
0.00 V
Nicolas NAMIAS
June 7, 2021 V
Sale (d) V
6,330 V
4.0010 V
André-Jean OLIVIER
March 1, 2021 V
Free share acquisition (a) V
15,468 V
0.00 V
André-Jean OLIVIER
May 24, 2021 V
Free share acquisition (b) V
4,015 V
0.00 V
André-Jean OLIVIER
May 27, 2021 V
Reciprocal share purchase and sale V agreement with conditions (c)
52,347 V
0.00 V
André-Jean OLIVIER
June 10, 2021 V
Sale (d) V
94,339 V
4.00 V
Cécile TRICON-BOSSARD
March 1, 2021 V
Free share acquisition (a) V
5,500 V
0.00 V
27,487 V
0.00 V
Cécile TRICON-BOSSARD
May 27, 2021 V
Reciprocal share purchase and sale V agreement with conditions (c)
Cécile TRICON-BOSSARD
June 9, 2021 V
Sale (d) V
30,891 V
4.00 V
Véronique SANI
May 31, 2021 V
Reciprocal share purchase and sale V agreement with conditions (c)
8,251 V
0.00 V
Jean RABY
March 1, 2021 V
Free share acquisition (a) V
93,614 V
0.00 V
Pierre-Antoine VACHERON
March 1, 2021 V
Free share acquisition (a) V
25,466 V
0.00 V
Pierre-Antoine VACHERON
June 1, 2021 V
Reciprocal share purchase and sale V agreement with conditions (c)
275,388 V
0.00 V
Natixis free share plans of April 13, 2018 and April 12, 2019.
(a)
Natixis free share plan of July 23, 2017. (b) Put options on NATIXIS shares resulting from liquidity commitments entered into with BPCE as part of the simplified tender offer initiated by BPCE for NATIXIS, (c) relating to unavailable free shares and free shares being acquired. Disposal as part of the simplified tender offer initiated by BPCE for Natixis. (d)
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NATIXIS UNIVERSAL REGISTRATION DOCUMENT 2021
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