NATIXIS // 2021 Universal Registration Document

8 LEGAL AND GENERAL INFORMATION

Cross-reference table of the universal registration document

2021 universal registration document

COMPENSATION AND BENEFITS

SECTION 13

Item 13.1 Item 13.2

Amount of compensation paid and benefits in kind granted

85 to 95

The total amounts set aside or accrued by the issuer or its subsidiaries to provide for pension, retirement or similar benefits

376 to 383

SECTION 14

BOARD AND MANAGEMENT PRACTICES Date of expiration of the current term of office

Item 14.1 Item 14.2 Item 14.3 Item 14.4 Item 14.5 Item 15.1 Item 15.2 Item 15.3 Item 16.1 Item 16.2 Item 16.3 Item 16.4

83

Service contracts with members of the administrative, management or supervisory bodies Information about the issuer’s Audit Committee and Compensation Committee

70-71

75-76; 78 to 80

Statement of compliance with a corporate governance regime Potential material impacts on corporate governance

34

35 to 60

SECTION 15

EMPLOYEES

Number of employees and breakdown of persons employed

506-507

Shareholdings and stock options

94; 530 to 532

Arrangements for involving the employees in the capital of the issuer

428-429

SECTION 16

MAJOR SHAREHOLDERS

Shareholders owning more than 5% of the share capital or voting rights

530 to 532 530 to 532

Existence of different voting rights

Control of the issuer

533

Arrangements, known to the issuer, the operation of which may at a subsequent date result in a change in control of the issuer

533

SECTION 17 SECTION 18

RELATED-PARTY TRANSACTIONS

391; 548

FINANCIAL INFORMATION CONCERNING THE ISSUER’S ASSETS AND LIABILITIES, FINANCIAL POSITION AND PROFIT AND LOSS

Item 18.1 Item 18.2 Item 18.3 Item 18.4 Item 18.5 Item 18.6 Item 18.7

Historical financial information

263 to 407; 418 to 452

Interim and other financial information

Auditing of historical annual financial information

408 to 416; 453 to 457

Pro forma financial information

245 to 252

Dividend policy

257; 536; 545; 548

Legal and arbitration proceedings

158 to 161

Significant change in the issuer’s financial position

256; 258

SECTION 19

ADDITIONAL INFORMATION

Item 19.1 Item 19.2

Share capital

443; 530-531; 548

Memorandum and bylaws MATERIAL CONTRACTS DOCUMENTS AVAILABLE

525 to 529

SECTION 20 SECTION 21

161 546

of the universal registration document filed with the AMF on March 6, 2020 under registration number D.20-0108.

Pursuant to Article 19 of Regulation (EU) No. 2017/1129, the pages of the documents referred to below are included for reference purposes: the parent company and consolidated financial statements for V the year ended December 31, 2020, presented respectively on pages 413 to 449 and 249 to 403 and the relevant Statutory Auditors’ reports, pages 450 to 454 and 404 to 412 respectively of the universal registration document filed with the AMF on

The information is available at the following link: https://natixis.groupebpce.com

the parent company and consolidated financial statements for V the year ended December 31, 2018, presented respectively on pages 403 to 441 and 241 to 394 and the relevant the Statutory Auditors’ reports, pages 442 to 446 and 395 to 402 of the registration document filed with the AMF on March 15, 2019 under number D. 19-0154. The information is available at the following link: https://natixis.groupebpce.com The universal registration document is available for consultation on the AMF website (www.amf-france.org) and on the Natixis website (https://natixis.groupebpce.com) .

March 9, 2021 under registration number D.21-0105. The information is available at the following link: https://natixis.groupebpce.com

the parent company and consolidated financial statements for V the year ended December 31, 2019, presented respectively on pages 392 to 425 and 233 to 383 and the relevant Statutory Auditors’ reports, pages 426 to 430 and 384 to 391 respectively

548

NATIXIS UNIVERSAL REGISTRATION DOCUMENT 2021