NATIXIS -2020 Universal Registration Document

LEGAL AND GENERAL INFORMATION Cross reference table for the annual financial report and the management report

Cross reference table 9.6

for the annual financial report and the management report

2020 universal registration document

Information provided in respect of Article L.451-1-2 of the French Monetary and Financial Code Annual financial report Consolidated financial statements

249 to 403 404 to 412 413 to 449 450 to 454

Statutory Auditors’ report on the consolidated financial statements

Parent company financial statements

Statutory Auditors’ report on the parent company’s financial statements

Management report 1. Activity report (Article L.22-10-34, Article R.225-102 and L.233-6 of the French Commercial Code) 1.1 Situation and activity over the past year

225 to 240

1.2 Results

6; 232-233; 249

1.3 Table of financial results over the last five years 1.3 Key financial and non-financial performance indicators

449

6 to 13; 17 to 19

1.4 Analysis of results and financial situation

137 to 148; 153 to 160; 232 to 240

1.5 Material events after the end of the reporting period

261-262

1.6 Outlook

245

1.7 Research and development 1.8 Principal risks and uncertainties

110 to 170 503 to 510 392 to 403 459 to 537 392 to 403

1.9 Indication of financial risks relating to the effects of climate change

2. Information on share buybacks (Article L.225-211 para.2 of the French Commercial Code) 3. Labor, environmental and societal information (Article L.22-10-36 of the French Commercial Code) 4. Information on office locations and activities (Article 511-45 of the French Monetary and Financial Code) 5. Key characteristics of the internal control and risk management procedures relating to the preparation and processing of accounting and financial information

455 to 458

Report on corporate governance (annex to the management report) Information concerning governance

14-15; 38 to 89

Information concerning compensation Structure of the Company’s capital

90 to 108 439; 544

Information required under Article L.22-10-11 of the French Commercial Code relating to factors likely to have an impact in the event of a public offer. Table summarizing the authorizations granted in respect of capital increases, in application of Articles L.225-129-1 and L.225-129-2 of the French Commercial Code and the use made of said powers in FY 2019. Pursuant to Articles 212-13 and 221-1 of the AMF’s General Regulations, the universal registration document also contains the following information in respect of regulated disclosures. Statutory Auditors’ special report on regulated agreements and commitments

549

547

584 to 589

Statutory Auditors’ fees

391 598

9

Statement of the person responsible for this document

Duty of Information (Article L. 225-102-4 of the French Commercial Code)

506 to 508

605

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NATIXIS UNIVERSAL REGISTRATION DOCUMENT 2020