NATIXIS -2020 Universal Registration Document

FINANCIAL DATA Consolidated financial statements and notes

7.5.4

Fair value of financial assets and liabilities at amortized cost

Financial assets

31/12/2020

31/12/2019

Carrying amount Fair value

Carrying amount Fair value

Level 1

Level 2

Level 3

(in millions of euros)

Level 1

Level 2

Level 3

44,691

45,002

44,313

688

48,115

48,580

48,276

303

Loans and receivables due from banks at amortized cost

Current accounts overdrawn

5,181

5,133

5,090

43

5,782

5,785

5,782

Loans and receivables

36,728

37,085

36,440

645

40,357

40,819

40,516

303

Reverse repurchase agreements

2,755

2,757

2,757

1,936

1,937

1,937

Other

27

27

27

40

40

40

Loans and receivables due from customers at amortized cost

67,939

68,312

46,199

22,113

71,089

71,281

49,262

22,019

Current accounts overdrawn Other loans and receivables Reverse repurchase agreements

2,621

2,621

2,621

2,632

2,632

2,632

61,080

61,453

39,344

22,109

62,436

62,628

40,742

21,886

4,141

4,141

4,141

3,541

3,541

3,541

Finance leases

34

34

30

4

40

40

40

Factoring

0

0

0

2,346

2,346

2,346

Security deposits paid

62

62

62

0

93

93

93

Other

1

1

1

1

1

1

Debt instruments in the form of securities at amortized cost

1,930

1,983

890

1,092

1,558

1,609

686

923

TOTAL FINANCIAL ASSETS

114,560

115,297

91,403

23,893

120,762

121,471

98,224

23,245

Financial liabilities

5

31/12/2020

31/12/2019

Carrying amount

Fair value

Carrying amount

Fair value

Level 1

Level 2

Level 3

(in millions of euros)

Level 1

Level 2

Level 3

Amounts due to credit institutions

84,408

84,502

84,440

62

71,928

72,174

71,949

225

64,917

65,162

64,937

225

o/w accounts and deposits

75,162

75,259

75,197

62

o/w repurchase agreements

9,129

9,128

9,128

6,888

6,888

6,888

o/w security deposits received

82 35

82 34

82 34

65 58

65 58

65 58

o/w other

Amounts due to customers

29,798

29,745

28,446

1,299

30,485

30,489

28,663

1,826

1,247

28,320

28,324

26,944

1,380

o/w accounts and deposits

28,469

28,445

27,198

o/w repurchase agreements

17

17

17

121

121

121

o/w other

1,312

1,283

1,230

52

2,044

2,044

1,597

446

Debt securities

35,652

35,602

33,395

2,207 3,969 7,537

47,375

47,376

44,861

2,515

Subordinated debt

3,934

4,271

303

3,971

4,307

3,686

622

153,792

154,121

146,584

153,759

154,346

149,159

5,187

TOTAL FINANCIAL LIABILITIES

IFRS 13 requires disclosure in the notes to the financial statements of the fair value, as well as the associated fair value hierarchy, of all financial instruments carried at amortized cost, including loans. The valuation methods used to determine the fair value disclosed in the notes to the financial statements are described below. Loans recognized at “amortized cost” The majority of Natixis’ loans are variable-rate loans, and their fair value is determined on the basis of discounted future cash flows. The discount rate applied for a given loan is the rate at which Natixis would grant a loan with similar characteristics to a similar counterparty at the reporting date. As these are primarily variable-rate loans, the contractual rate is adjusted according to the trend in market lending rates and in counterparty risk. The fair value of repurchaseagreements is calculatedby discounting expected cash flows at the market rate on the closing date and adding a liquidity spread.

If there is a quoted price that meets the criteria of IFRS 13, the quoted price is used. The fair value of loans with an initial term of less than one year is considered to be the same as their carrying amount. This is also generally the case for financial assets with a term of one year or less and current accounts. The corresponding receivables are classified in Level 2 of the fair value hierarchy. Borrowings and savings The measurement of the fair value of Natixis’ borrowings and debt securities is based on the discountedcash flow method using inputs at the reporting date such as the underlying’s interest-ratecurve and the spread applied to lending/borrowingbetween Natixis and Group entities. The fair value of debts maturing in less than one year is considered to be the same as their carrying amount; these debts are classified in Level 2 of the fair value hierarchy.

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NATIXIS UNIVERSAL REGISTRATION DOCUMENT 2020

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