NATIXIS - 2018 Registration document and annual financial report

7 LEGAL INFORMATION

General information on Natixis’ capital

SUMMARY TABLE OF CURRENT AUTHORIZATIONS GRANTED TO THE BOARD OF DIRECTORS R BY THE GENERAL SHAREHOLDERS’ MEETING AND THEIR USE BY THE BOARD OF DIRECTORS

Date of meeting

Resolution No.

Purpose of authorization

Amount authorized Duration

Date used Amount used

24/05/2016 19

To award free shares under the LTIP

0.2% / 0.03% (c) of share capital

38 months 28/07/2016 23/05/2017 23/05/2018 02/08/2018 38 months 28/07/2016 10/04/2017 13/04/2018

€242,053 (b) €126,990 (b) €111,496 (b) €21,768 (b) €4,930,627 (b) €4,819,691 (b) €5,423,485 (b)

24/05/2016 20

To award free shares for payment of a portion of variable compensation

2.5% / 0.1% (c) of share capital

23/05/2017 13

To carry out a reduction in the share capital by canceling treasury shares

10% of the shares making up the Company's share capital

26 months

None

None

To carry out a capital increase, through the issue—with preferential subscription rights maintained—of shares and/or securities providing access to the Company's

€1.5bn

26 months

None

None

23/05/2017 14

share capital or entitling holders to the allotment of debt securities

To carry out a capital increase, through the issue—without preferential subscription rights by a public offer—of shares and/or securities providing access to the Company's

€500m (a)

26 months

None

None

23/05/2017 15

share capital or entitling holders to the allotment of debt securities.

26 months

None

None

23/05/2017 16

To carry out a capital increase through the issue—without preferential subscription rights maintained—of shares and/or securities giving access to the Company's share capital or entitling holders to the allotment of debt securities through an offer as set out in Article L.411-2 (II) of the French Monetary and Financial Code To carry out a capital increase through the issue—without preferential subscription rights—of shares and/or securities providing access to the Company's share capital or entitling holders to the allotment of debt securities as remuneration for contributions in kind involving capital stock or securities giving access to capital To carry out a capital increase through the incorporation of premiums, reserves, retained earnings or other items To increase the number of securities to be issued in the event of capital increases with or without preferential subscription rights To carry out a capital increase through the issue of shares or securities giving access to the Company's share capital, reserved for members of employee savings plans with waiving of preferential subscription rights in favor of said members To carry out a capital increase through the issue of shares or securities giving access to the Company's share capital, reserved for members of employee savings plans with waiving of preferential subscription rights in favor of said members

€500m (a)

23/05/2017 17

10% of the share capital (a)

26 months

None

None

€1.5bn (a)

23/05/2017 18

26 months

None

None

23/05/2017 19

15% of initial issue (a)

26 months

None

None

€50m (a) (b)

26 months 07/11/2017 €19,172,488

23/05/2017 20

€50m (a) (b)

23/05/2018 18

26 months

None

None

Amount deducted from the ceiling decided in resolution No. 14 of the General Shareholders’ Meeting of May 23, 2017 (€1.5 billion). (a) Overall par value ceiling. (b) For executive corporate officers. (c)

520

Natixis Registration Document 2018