NATIXIS - 2018 Registration document and annual financial report

FINANCIAL DATA Consolidated financial statements and notes

Fair value of financial assets and liabilities carried at fair value in the balance sheet 8.5 For financial reporting purposes, the fair value of financial and non-financial instruments has been broken down in accordance with a fair value hierarchy that reflects the observability of data used to make these assessments (see Note 6.6) . The three levels of the fair value hierarchy are presented below. For derivative instruments, fair values are broken down based on the dominant risk factor, i.e. primarily interest rate risk, foreign exchange risk, credit risk and equity risk:

31/12/2018

Assets (in millions of euros)

Carrying value

Level 1

Level 2

Level 3

Financial assets held for trading

152,037

31,342

117,806

2,889

o/w debt instruments in the form of securities

12,190

7,976

4,139

75

o/w equity instruments

22,761

22,701

60

o/w loans and receivables

99,184

96,370

2,814

o/w security deposits paid

17,903

665

17,238

Derivative instruments not eligible for hedge accounting (positive fair value)

57,161

1,449

53,162

2,548

o/w interest rate derivatives

36,401

2

36,277

122

o/w currency derivatives

13,021

11,722

1,299

o/w credit derivatives

979

254

725

o/w equity derivatives

6,272

1,193

4,677

402

o/w other

487

254

233

5

Financial instruments to be valued at fair value through profit or loss

4,886

1,308

2,088

1,490

o/w equity instruments

752

175

0

577

o/w debt instruments in the form of securities

2,263

1,134

268

862

o/w loans and receivables

1,871

1,820

51

Financial assets designated under the fair value option

2

2

0

o/w debt instruments in the form of securities

0

0

o/w loans and receivables

2

2

Hedging derivatives (assets)

306

306

o/w interest rate derivatives

306

306

Financial assets at fair value through equity

10,798

9,864

886

48

o/w equity instruments

126

78

0

48

o/w debt instruments in the form of securities

10,672

9,786

886

o/w loans and receivables

TOTAL

225,190

43,963

174,251

6,975

The data at December 31, 2018 regarding the fair value measurements for the insurance activities are presented in Note 9.4.4.

31/12/2018

Liabilities (in millions of euros)

Carrying value

Level 1

Level 2

Level 3

Financial liabilities held for trading

33,485

20,690

12,796

o/w securities issued for trading purposes

21,062

20,690

373

o/w security deposits received

12,423

12,423

Derivative instruments not eligible for hedge accounting (negative fair value)

57,161

1,036

54,071

2,054

o/w interest rate derivatives

36,279

0

36,087

192

o/w currency derivatives

12,383

0

11,340

1,042

o/w credit derivatives

564

313

251

o/w equity derivatives

7,177

813

5,795

569

o/w other

758

222

535

Other financial liabilities held for trading

90,826

89,650

1,176

Financial liabilities designated under the fair value option

26,711

3,726

22,800

185

o/w securities under the fair value option

22,132

21,950

182

o/w other financial liabilities under the fair value option

4,579

3,726

851

3

Hedging derivatives (liabilities)

529

529

0

o/w interest rate derivatives

529

529

0

TOTAL

208,712

25,451

179,846

3,415

313

Natixis Registration Document 2018

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