Euronext - 2019 Universal Registration Document

GLOSSARY & CONCORDANCE TABLES G

Managing Board

The Managing Board ( bestuur ) of Euronext N.V.

EU Regulation on insider dealing and market manipulation (published on the Official Journal of the European Union on 16 April 2014) which replaces MAD since its entry into force on 3 July 2016

MAR

MiFID I

The EU Markets in Financial Instruments Directive (2004/39/EC)

MiFID II

The revised EU Directive on MiFID (published on the Officiel Journal of the European Union on 12 June 2014)

MiFID II/MiFIR legislation

MiFID II and MiFIR

MiFIR MTFs

EU Regulation on Markets in Financial Instruments (published on the Official Journal of the European Union on 12 June 2014)

Multilateral trading facilities designated under MiFID and MiFID II

NYSE Euronext

The Parent through 13 November 2013

Offering

The offering of Ordinary Shares as that took place on 20 June 2014

Optiq®

New enhanced multi-market trading platform

Ordinary Shares

Issued and outstanding ordinary shares in the share capital of the Company

OTC

Over-the-counter

Parent

NYSE Euronext, through 13 November 2013, and ICE, from 13 November 2013 until 20 June 2014

Priority Share

Priority share in the share capital of the Company

Prospectus Directive

Directive 2003/71/EC of the European Union, and any amendments thereto, including Directive 2010/73/EU

Qualifying Participation

Direct or indirect interest of 10% or more of the share capital or voting rights

Quantitative easing is a monetary policy in which a central bank purchases government securities or other securities from the market in order to lower interest rates and increase the money supply A group of institutional investors comprised ofNovo Banco., an affiliate of Banco Espírito Santo, S.A., BNP Paribas S.A., BNP Paribas Fortis S.A./N.V., ABN AMRO Bank N.V. through its subsidiary ABN AMRO Participaties Fund I B.V., ASR Levensverzekering N.V. (a company of the ASR Nederland group), Caisse des Dépôts et Consignations, Bpifrance Participations, Euroclear S.A./N.V., Société Fédérale de Participations et d’Investissement/Federale Participatie- en Investeringsmaatschappij, Société Générale and BancoBPI Pension Fund represented by BPI Vida e Pensões – Companhia de Seguros, S.A.

Quantitative Easing

Reference Shareholders

Reference Shareholders Agreement

The agreement entered into by the Reference Shareholders dated 3 June 2014

Regulated Market

A multi-lateral system or trading venue designated to be a “regulated market” under MiFID and MiFID II

RIE

Recognised investment exchange

Selling Shareholder

ICE Europe Parent Ltd

Separation

Establishment of Euronext as an independent, publicly traded company by means of an initial public offering

SFTI®

Secure Financial Transactions Infrastructure

Shareholder

Any shareholder of the Company at any time

Share Purchase Agreement

The sale and purchase agreement of Ordinary Shares in Euronext N.V. entered into between ICE, the Selling Shareholder and the Reference Shareholders dated 27 May 2014 Single Order Book for Euronext Paris, Euronext Amsterdam, Euronext Brussels and Euronext London which unites trading, clearing and settlement across the exchanges in France, Belgium, the Netherlands and the United Kingdom, which results in one single trading line for all listed securities, including those listed currently on more than one Euronext markets for which the Single Order Book executes trades on the designated market of reference

Single Order Book

SLAs SMEs

Transitional services agreements and related agreements

Small and medium enterprises

Socially Responsible Investing refers to investment strategies that seek to maximise financial return while maximising social good and minimizing environmental footprint

SRI

Subsidiary

Has the meaning as referred to in section 2: 24a of the Dutch Civil Code

Supervisory Board

The Supervisory Board of Euronext N.V.

Support Items

Related support items to the Core Items

Tech or tech

abbreviation for technology

The EU Transparency Directive 2004/109/EC, as amended by Directive 2013/50/EU with respect to transparency and disclosure obligations TARGET2-Securities, the European technical platform set up and operated by the Eurosystem that allow core, neutral and borderless settlement of securities transactions on a DvP (delivery- versus -payment) basis in Central Bank Money

Transparency Directive

T2S

UK FSMA

UK Financial Services and Markets Act 2000

UTP or Euronext UTP

Universal Trading Platform or Euronext Universal Trading Platform

272

www.euronext.com

2019 UNIVERSAL REGISTRATION DOCUMENT

Made with FlippingBook - Online Brochure Maker