Compagnie des Alpes // 2021 Universal Registration Document

6 SHARE CAPITAL AND SHAREHOLDING Shareholding

Trading of Company shares by Directors and persons related to them, executive corporate officers and other managers referred to in the French Monetary and Financial Code To the best of the Company’s knowledge, during the past financial year, no securities transactions as referred to in Article L. 621-18-2 of the French Monetary and Financial Code and subject to a declaration to the Autorité des marchés financiers (AMF) took place:

Financial instrument

Unit price (in euros)

Declarant

Date

Operation

Volume

Caisse des Dépôts et Consignations, Director Crédit Agricole des Savoie, Director

16 September 2021 30 June 2021

Subscription (Capital increase linked to the contribution of SPF shares)

Share

16.17 1,237,180

Subscription (capital increase with preferential subscription rights of June 2021) Subscription (capital increase with preferential subscription rights of June 2021) Subscription (capital increase with preferential subscription rights of June 2021) Subscription (capital increase with preferential subscription rights of June 2021) Subscription (capital increase with preferential subscription rights of June 2021) Subscription (capital increase with preferential subscription rights of June 2021) Subscription (capital increase with preferential subscription rights of June 2021) Subscription (capital increase with preferential subscription rights of June 2021) Subscription (capital increase with preferential subscription rights of June 2021) Subscription (capital increase with preferential subscription rights of June 2021) Subscription (capital increase with preferential subscription rights of June 2021)

Share

9.40 1,681,985

Banque Populaire Auvergne Rhône-Alpes 30 June 2021

Share

9.40 1,204,473

Caisse d’Épargne Rhône-Alpes, Director

30 June 2021

Share

9.40 723,486

Jean-François Blas, permanent representative of Sofival, Director

30 June 2021

Share

9.40

9,151

Sofival, Director

30 June 2021

Share

9.40 710,806

Loïc Bonhoure, Deputy Chief Executive Officer

30 June 2021

Share

9.40

116

Rachel Picard, Director

29 June 2021

Share

9.40

716

Caisse des Dépôts et Consignations, Director

22 June 2021

Share

9.40 10,015,580

Dominique Marcel, Chairman

21 June 2021

Share

9.40

6,515

Pascale Marcel, person related to Dominique Marcel, Chairman Loïc Bonhoure, Deputy Chief Executive Officer Loïc Bonhoure, Deputy Chief Executive Officer Pascale Marcel, person related to Dominique Marcel, Chairman Loïc Bonhoure, Deputy Chief Executive Officer Dominique Thillaud, Chief Executive Officer Dominique Thillaud, Chief Executive Officer

21 June 2021

Share

9.40

2,404

18 June 2021

Share

9.40

500

18 June 2021

Acquisitions

Share

13.52

500

17 June 2021

Acquisitions

Share

13.71

1,500

16 June 2021

Acquisitions Preferential subscription rights

4.80

500

16 June 2021

Subscription (capital increase with preferential subscription rights of June 2021)

Share

9.40

1,000

14 June 2021

Acquisitions Preferential subscription rights Disposals Preferential subscription rights Acquisitions Preferential subscription rights

5.90

1,000

Sofival, Director

10 June 2021

4.76 1,400,000

Caisse des Dépôts et Consignations, Director

10 June 2021

4.76 400,000

The Corporate Governance Charter provides for abstention obligations during precise periods (“closed periods”) prior to the publication of press releases on annual and half-yearly results, as well as on quarterly information.

No declaration of threshold crossing was notified to the Company or the AMF during the 2020/2021 financial year.

6.2.8 METHODS OF SHAREHOLDER PARTICIPATION IN THE SHAREHOLDERS’ MEETING

Shareholders’ Meetings of Compagnie des Alpes are convened and deliberate under the conditions provided for by law and the by-laws. The provisions of the Company’s by-laws relating to Shareholders’

Meetings and the procedures for exercising voting rights are set out in Title IV of the Company’s by-laws, which are posted on the Compagnie des Alpes website under the Governance section.

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Compagnie des Alpes I 2021 Universal registration document