Compagnie des Alpes // 2021 Universal Registration Document

6 SHARE CAPITAL AND SHAREHOLDING Shareholding

6.1.5.3 Stock options granted to corporate officers during the financial year ended 30 September 2021 or exercised by them N/A. 6.1.5.4 Stock options granted to the top ten employees (excl. corporate officers) and exercised by them during the financial year ended 30 September 2021 N/A. 6.1.5.5 Performance shares granted to the top ten employees (excl. corporate officers) during the financial year ended 30 September 2021

Total number of shares granted

Unit value of share by method used for the consolidated financial statements (in euros)

Grant of free CDA performance shares to the ten leading employees (excl. Corporate officers) Free shares granted during the fiscal year by CDA to the ten leading employees of CDA and any other company in the free-share scope (ten largest initial grants – aggregate figure)

Plan no.

27,065

€15,595

24

6.2 Shareholding

6.2.1 CHANGE IN SHAREHOLDER STRUCTURE AND VOTING RIGHTS

30/09/2021

30/09/2019

30/09/2020

Number of shares 9,615,579 2,110,806 1,681,985 1,204,473 723,486 9,120,722 1,663,441 358,368 4,447,319 2,198,155

Number of shares

Number of shares

Shareholders

%

%

%

Caisse des Dépôts

39.32% 9,615,579 8.63% 2,110,806 6.88% 1,681,985 4.92% 1,204,473 2.96% 723,486 37.29% 9,173,772 6.80% 1,457,123 1.47% 394,183 18.18% 4,419,962 8.99% 2,558,686

39.23% 20,868,337 8.61% 2,821,612 6.86% 3,363,970 4.91% 2,408,946 2.95% 1,446,972 37.43% 19,454,245 5.94% 3,250,461 1.61% 508,413 18.03% 10,295,141 10.44% 4,583,971 0.13% 20,067 100% 50,364,082

41.43% 5.60% 6.68% 4.78%

Sofival

Crédit Agricole des Savoie Capital

Banque Populaire Auvergne Rhône-Alpes Caisse d’Épargne Rhône-Alpes Public and miscellaneous including:

2.87%

38.63%

French UCITS

6.45%

incl. FCP CDA Actionnariat (employee shareholders’ fund)

1.01%

Financial intermediaries outside France

20.44% 9.10% 0.03% 100%

Individual shareholders

Treasury stocks (1)

22,805

0.09%

31,932

TOTAL

24,457,051

100% 24,510,101

(1) Non-voting shares:% of capital and theoretical voting rights. All other% given above relate to capital and actual voting rights.

During financial year 2020/2021, the number of shares comprising the share capital increased from 24.5 million shares to 50.4 million shares. This change, linked to the various capital increases, makes it no longer relevant to compare the number of shares from one financial year to another. However, as a percentage of the share capital, this financial year shows in particular: l in the reference shareholder structure, a slight increase in Caisse des Dépôts (from 39.23% to 41.43%) and a reduction in Sofival (from 8.61% to 5.60%);

l the free float gained more than one point from 37.43% to 38.63%. Among its components, the strong growth of the foreign companies compartment as well as the increase in French UCITS compensated for the decrease in the French companies compartment, custodians and individual shareholding (as a% of share capital). To the Company’s knowledge, except for Caisse des Dépôts, Sofival, and Crédit Agricole des Savoie Capital, there is no other shareholder, whether acting singly or in a concert party, which directly or indirectly holds more than 5% of the capital or voting rights.

6.2.2 LEGAL ENTITIES OR NATURAL PERSONS ABLE TO EXERCISE CONTROL Caisse des Dépôts, being the leading shareholder with a 41.43% interest, declares that it controls Compagnie des Alpes and hence is considered a related party within the meaning of IAS 24. The financial statements of the CDA Group are fully consolidated in the consolidated financial statements of the Caisse des Dépôts.

Nevertheless, the composition of the Board of Directors follows the principles set out in Chapter 3, section 3.1.1.2 above, which, given the presence of a leading shareholder (Caisse des Dépôts), are intended to promote the democratic, collective representation of all shareholders and take adequate account of corporate interests, mainly through the appointment of at least four independent Directors.

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Compagnie des Alpes I 2021 Universal registration document