Compagnie des Alpes // 2021 Universal Registration Document

6 SHARE CAPITAL AND SHAREHOLDING Share capital

Changes in share capital

Consecutive amounts of capital

Number of shares comprising the capital

Date

Transaction type

Nominal value

Prime

30 September 2018 Share capital at end of fiscal year

-

- - - -

186,090,974.21 186,424,688.72 186,829,064.12 187,235,708.49

24,413,271 24,457,051 24,510,101 24,563,451

27 March 2019 23 March 2020 26 April 2021

Full vesting of free shares Full vesting of free shares Full vesting of free shares

333,714.51 404,375.40 406,644.37

Capital reduction not motivated by losses due to a reduction in the nominal value of the shares Capital increase in cash with preferential subscription right Capital increase as compensation for the contribution by CDC of SPF shares

28 April 2021

174,953,982.99

-

12,281,725.50

24,563,451

30 June 2021

12,281,725.50 218,614,713.90

24,563,451.00

49,126,902

16 September 2021

618,590.00

19,381,410

25,182,041.00 25,182,041.00

50,364,082 50,364,082

30 September 2021 Share capital at end of financial year

-

-

6.1.2 TREASURY STOCK

At 30 September 2021, the Company owned 22,067 shares of treasury stock, with a carrying amount of €310,000. 6.1.2.1 Share buybacks From 1 st October 2020 to 30 September 2021, there were two successive share buyback programmes under the authorisations granted by the Shareholders’ Meeting to allow the Company to buy back a percentage of its treasury stock limited to 10% of the share capital: l the programme already in place during the preceding financial year, implemented on 5 May 2020 by the Board of Directors on the basis of the authorisation given to it by the Shareholders’ Meeting of 5 March 2020; l a new share buyback programme, implemented by the Board on 25 March 2021, pursuant to the new authorisation given to it by the Shareholders’ Meeting on the same date. The latter authorisation was granted to the Board of Directors for a new period of 18 months. Pursuant to Articles 241-1 et seq . of the AMF general regulation and European regulation (EC) No. 596/2014 of 16 April 2014, supplemented with the Commission Delegated regulation (EU) 2016/1052 of 8 March 2016, the goals and procedures of the programme, which are identical to those of the previous programme, are as follows: l ensuring the market-making on the secondary market or the liquidity of the Compagnie des Alpes share by an investment service provider under a liquidity contract, in compliance with an AMF-recognised Ethics Charter; l holding, selling or transferring the aforesaid shares by any means, especially through exchange or delivery of securities, particularly in the framework of acquisitions or the issuance of securities giving access to capital;

l attributing shares to employees and corporate officers of the Company, or of companies or groups to which the Company is related, under the conditions and in accordance with the procedures provided for in law, especially through income from Company acquisitions, stock options, the award of free shares, a Group or company savings scheme or an optional plan for an employee- employer savings partnership. During the 2020/2021 financial year, the share buyback programme was used for the market-making of the share under the liquidity contract in force – see below. 6.1.2.2 Liquidity contract A liquidity agreement was signed on 15 October 2020 with the investment services provider Oddo BHF SCA, ending the previous agreement concluded on 28 September 2016 with Oddo & Cie, following the regulatory change (in particular AMF decision no. 2018- 01 of 2 July 2018 on liquidity contracts and the introduction of new market practices) requiring the adoption of a wording in line with the new provisions. It can be renewed by tacit consent for successive one-year periods. This liquidity contract is entirely dedicated to managing Compagnie des Alpes shares and monitoring its financial and stock market environment. During the 2020/2021 financial year, 102,269 shares were purchased and 133,529 shares were sold. 6.1.2.3 Share awards to employees In 2020/2021, the Company did not proceed with any share buybacks for free share awards to employees under performance plans.

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Compagnie des Alpes I 2021 Universal registration document