Compagnie des Alpes // 2020 Universal Registration Document

REFERENCE TABLE OF THE UNIVERSAL REGISTRATION DOCUMENT

Annexe I to (EU) delegated regulation 2019/980

Universal Registration Document Chapter(s)/Section(s) Page(s)

VII

Examination of financial position and earnings

1.

Financial position

5/5.1; 5/5.2 5/5.1; 5/5.2

130-135; 135-137 130-135; 135-137 138-141; 150 134-135; 174

2.

Operating income

VIII

Liquidity and capital resources

1.

Information on the issuer’s short- and long-term capital

5/5.3.1; 5/5.3.2 Note 2.1 5.1.3; 5/5.3.1; 5/5.3.2 Note 7 Note 6.12; 5/5.3.2 Note 2; 5/5.3.2 Note 6.12

2.

Sources and amounts of the issuer’s cash flows

3.

Information on the issuer’s financing structure and requirements

168-170; 150-151; 142; 168-170

4. 5.

Information concerning any restriction on the use of capital

N/A

N/A

Information on the anticipated sources of financing

5/5.1.3; 5/5.3.2 Note 2; 5/5.3.2 Note 6.12

134-135; 150-151; 168-170

IX Regulatory environment

2/2.5

39

X Trends 1.

Key trends, occurring between the end of the last financial year and the date of the Universal Registration Document, which have affected the Group’s production, sales and stocks, and costs and selling prices, or caused a significant change in its financial performance. 2. Known trends, uncertainties, demands, commitments, or events reasonably likely to significantly influence prospects for the issuer, at least for the current reporting period

1/1.2

27-29

1/1.2; 5/5.3.2 Note 9.4

27-29; 142; 181

XI

Profit forecast or estimate

1.

Principal forecast assumptions

N/A N/A

N/A N/A

2.

Forecast preparation based comparatively upon historical financial information Executive, management, supervisory, and general management bodies

XII

1.

Board of Directors and Executive Management

3/3.1

46-63

2. Conflicts of interest in executive, management, supervisory, and general management bodies

3/3.1.3.2

63

XIII

Compensation and benefits

1. Total compensation paid and benefits in kind granted by the issuer or its subsidiaries

3/3.3

68-81

2.

Total amounts provisioned or otherwise recognised for pension, retirement or other similar benefits

3/3.3; 5/5.3.2 Note 9.1.3 (table)

68-81; 179

XIV Functioning of executive and management bodies 1. End of current tenure of current executive, management, and supervisory body members 2. Information on service contracts binding members of executive, management, or supervisory bodies of the issuer or to one of its subsidiaries

3/3.1.1.1 3/3.1.3.3

47-49

63

3.

The Committees

3/3.1.1.1; 3/3.1.1.2; 3/3.2.1.2

47-49; 49-52; 66-67

4. 5.

Compliance with corporate governance recommendations Potential material impacts on the company’s governance

3/3.4

82

N/A

N/A

XV Employees 1.

Number of employees at the end of the period covered by historical financial disclosures or average number during each fiscal year of this period, and distribution of employees 2. Profit-sharing and stock options for each person listed in XII.1; information about their share in the issuers share capital and all existing stock options

4/4.2.1; 4/4.2.2

88; 88-89

3/3.1.1.3; 3/3.1.2.1; 3/3.3; 6/6.1.5

52-60; 61; 68-81; 207-208

3.

Agreement providing for employee investment in the issuer’s share capital

6/6.1.5

207-208

219

Compagnie des Alpes I 2020 Universal registration document