Compagnie des Alpes // 2020 Universal Registration Document

6 SHARE CAPITAL AND SHAREHOLDING Shareholder structure

6.1.5.3 Stock options granted to corporate officers during the fiscal year ended 30 September 2020 or exercised by them. N/A. 6.1.5.4 Stock options granted to the top ten employees who are not corporate officers and exercised by them during the fiscal year ended 30 September 2020 N/A. 6.1.5.5 Performance shares granted to the ten leading employees (excl. Corporate officers) during the fiscal year ended 30 September 2020

Total number of shares granted

Unit value of share by method used for the consolidated financial statements (in €)

Grant of free CDA performance shares to the ten leading employees (excl. Corporate officers) Free shares granted during the fiscal year by CDA to the ten leading employees of CDA and any other company in the free-share scope (ten largest initial grants – aggregate figure)

Plan no.

20,500

€17.62

23

6.2 Shareholder structure

6.2.1 CHANGES IN SHARE CAPITAL AND VOTING RIGHTS

30/09/2020

30/09/2018

30/09/2019

Number of shares 9,615,579 2,110,806 1,681,985 1,204,473

Number of shares

Number of shares

Shareholders

%

%

%

Caisse des Dépôts

39.39% 9,615,579 8.65% 2,110,806 6.89% 1,681,985 4.93% 1,204,473 2.96% 723,486 37.18% 9,120,722 7.33% 1,663,441 1.35% 358,368 18.01% 4,447,319 8.43% 2,198,155

39.32% 9,615,579 8.63% 2,110,806 6.88% 1,681,985 4.92% 1,204,473 2.96% 723,486 37.29% 9,173,772 6.80% 1,457,123 1.47% 394,183 18.18% 4,419,962 8.99% 2,558,686

39.23% 8.61% 6.86% 4.91% 2.95% 37.43% 5.94%

Sofival

Crédit Agricole des Savoie Capital

Banque Populaire Auvergne Rhône-Alpes Caisse d’Épargne Rhône-Alpes Public and miscellaneous including:

723,486

9,076,942 1,790,414

French UCITS incl.

FCP CDA Actionnariat (employee shareholders’ fund)

329,500

1.61%

Financial intermediaries outside France

4,396,847 2,059,209

18.03% 10.44%

Individual shareholders

Number, book value, and par value of shares held by the issuer or its subsidiaries*

19,543

0.08% 22,805 100% 24,457,051

0.09%

31,932

0.13% 100%

TOTAL

24,413,271

100% 24,510,101

* Non-voting shares: % of capital and theoretical voting rights. All other% given above relate to capital and actual voting rights.

During the fiscal year, the primary-shareholder structure underwent no major change. Percentages increased slightly due to the capital increases following the acquisition of Plans no. 19 in 2018, no. 20 in 2019 and no. 21 in 2020. Free float also remained stable. During FY 2019/2020, the increase in individual shareholding (+16.4%) offset the decrease in French institutional investors (-11.3%). The weight of the foreign shareholding remains almost stable (-0.6%).

To the Company’s knowledge, except for Caisse des Dépôts, Sofival, and Crédit Agricole des Savoie Capital, there is no other shareholder, whether acting singly or in a concert party, which directly or indirectly holds more than 5% of the capital or voting rights.

6.2.2 LEGAL ENTITIES OR NATURAL PERSONS ABLE TO EXERCISE CONTROL

The Caisse des Dépôts, being the reference shareholder with a 39.23% interest, declares that it controls Compagnie des Alpes and hence is considered a related party within the meaning of IAS 24. The financial statements of the CDA Group are fully consolidated in the consolidated financial statements of the Caisse des Dépôts.

Nevertheless, the composition of the Board of Directors follows the principles set out in Chapter 3, section 3.1.1.2 above, which, given the presence of a reference shareholder (Caisse des Dépôts), are intended to promote the democratic, collective representation of all

208

Compagnie des Alpes I 2020 Universal registration document