BPCE - 2020 Universal Registration Document

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REPORT ON CORPORATE GOVERNANCE

RULES AND PRINCIPLES GOVERNING THE DETERMINATION OF PAY AND BENEFITS

AMF TABLE 9 STOCK OPTIONS OR CALL OPTIONS GRANTED TO TOP TEN NON-CORPORATE OFFICER EMPLOYEES AND OPTIONS EXERCISED BY THEM No subscription or call options were granted to or exercised by BPCE employees during fiscal year 2020.

AMF TABLE 10 PAST BONUS SHARE ALLOCATIONS TO EXECUTIVE CORPORATE OFFICERS

Date of Natixis Annual General shareholders’ Meeting

Date of Natixis

Total number of bonus shares granted (1)

Total number of shares canceled or lapsed

Bonus shares

Number of shares vested at 12/31/2020

Board of Directors meeting

End of holding period (2)

outstanding or lapsed at period end

Name of executive corporate officer

Vesting date

Laurent Mignon (3) Laurent Mignon Laurent Mignon Laurent Mignon Laurent Mignon Laurent Mignon Laurent Mignon Laurent Mignon François Riahi (5) François Riahi François Riahi François Riahi François Riahi François Riahi François Riahi François Riahi François Riahi Nicolas Namias Nicolas Namias Nicolas Namias Nicolas Namias Nicolas Namias Nicolas Namias

05/24/2016 07/28/2016 05/24/2016 04/10/2017 05/24/2016 05/23/2017 05/24/2016 04/13/2018 05/24/2016 04/13/2018 05/24/2016 05/23/2018 05/24/2016 04/12/2019 05/24/2016 04/12/2019 05/24/2016 10/04/2017 05/24/2016 05/23/2017 05/24/2016 04/13/2018 05/24/2016 04/13/2018 05/24/2016 08/02/2018 05/24/2016 05/28/2019 05/24/2016 04/12/2019 05/24/2016 04/12/2019 05/24/2016 05/20/2020 05/24/2016 04/10/2017 05/24/2016 04/13/2018 05/24/2016 04/13/2018 05/24/2016 05/23/2018 05/24/2016 04/12/2019 05/24/2016 04/12/2019 05/24/2016 07/28/2016 05/24/2016 04/10/2017 05/24/2016 05/23/2017 05/24/2016 04/13/2018 05/24/2016 04/13/2018 05/24/2016 05/23/2018 05/24/2016 04/12/2019 05/24/2016 04/12/2019 05/24/2016 05/28/2019 05/24/2016 05/20/2020

47,463 07/28/2020 07/28/2020

37,970 35,894

9,493

0 0

35,894 (4)

03/01/2020 10/01/2020

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

29,911 05/23/2021 05/23/2021

-

29,911

28,258 (4) 56,517 (4)

03/01/2020 10/01/2020 03/01/2021 10/01/2021

28,258

0

- - - -

56,517 11,661 10,172 20,345

11,661 05/23/2022 05/23/2022

10,172 (4) 20,345 (4) 37,656 (4)

03/01/2021 10/01/2021 03/01/2022 10/01/2022 03/01/2020 10/01/2020

37,656

0

7,399 05/23/2021 05/23/2021

-

7,399

18,525 (4) 37,050 (4)

03/01/2020 10/01/2020 03/01/2021 10/01/2021

18,525

0

- - - - - -

37,050 13,605 31,708 11,461 22,924 77,783

13,605 05/23/2022 05/23/2022 31,708 05/28/2023 05/27/2023

11,461 (4) 22,924 (4) 77,783 (4) 2,633 (4) 3,817 (4) 7,634 (4)

03/01/2021 10/01/2021 03/01/2022 10/01/2022 05/19/2024 05/19/2024 03/01/2020 10/01/2020 03/01/2020 10/01/2020 03/01/2021 10/01/2021

2,633 3,817

0 0

- - - -

7,634 2,125 2,993 5,986

2,125 05/23/2022 05/23/2022

2,993 (4) 5,986 (4)

03/01/2021 10/01/2021 03/01/2022 10/01/2022

Jean-François Lequoy Jean-François Lequoy Jean-Francois Lequoy Jean-Francois Lequoy Jean-Francois Lequoy Jean-Francois Lequoy Jean-Francois Lequoy Jean-Francois Lequoy Jean-Francois Lequoy Jean-Francois Lequoy

11,865 07/28/2020 07/28/2020

9,492

2,373

0 0

21,436 (4)

03/01/2020 10/01/2020

21,436

6,231 05/23/2021 05/23/2021

-

6,231

10,148 (4) 20,297 (4)

03/01/2020 10/01/2020 03/01/2021 10/01/2021

10,148

0

- - - - - -

20,297

5,830 05/23/2022 05/23/2022

5,830

12,460 (4) 24,919 (4)

03/01/2021 10/01/2021 03/01/2022 10/01/2022

12,460 24,919

7,927 05/28/2023 05/28/2023 19,445 05/20/2024 05/20/2024

7,927

19,445

All bonus shares granted during fiscal years 2016 to 2020 (inclusive) are subject to performance conditions. (1) Natixis corporate officers are subject to a lock-up period on 30% of shares until the end of their term of office at Natixis for grants pior to 5/20/2020; as of that date, the lock-up (2) period applies to 100% of the shares. For Laurent Mignon, the following were granted and vested before the fiscal year 2020: 90 shares by the Board of Directors meeting of November 6, 2013, vested on March 1, (3) 2016; 31,955 shares by the Board of Directors meeting of July 31, 2014, vested on August 1, 2018; 27,321 shares by the Board of Directors meeting of February 18, 2015, vested on February 18, 2019; 28,755 shares by the Board of Directors meeting of July 28, 2016, vested on March 1, 2018; 57,510 shares by the Board of Directors meeting of July 28, 2016, vested on March 1, 2019; 17,947 shares by the Board of Directors meeting of April 10, 2017, vested on March 1, 2019. Thirty percent of these shares are subject to a lock-up obligation until the end of his term of office, except for the 90 shares granted in 2013 for which the holding obligation applies to all shares vested until the end of his term of his corporate office. Shares granted under the annual deferred variable pay plan in respect of offices held previous years at Natixis. (4) The attendance condition was lifted by a decision of the Natixis Board of Directors of August 3, 2020 on all elements of deferred variable compensation previously granted to (5) François Riahi and in the process of vesting; the other vesting conditions were maintained.

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UNIVERSAL REGISTRATION DOCUMENT 2020 | GROUPE BPCE

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