BPCE - 2019 Universal Registration Document

ADDITIONAL INFORMATION

CROSS-REFERENCE TABLE FOR THE UNIVERSAL REGISTRATION DOCUMENT

Category referenced in Annexes 1 and 2 of Delegated regulation 2019/2020

Page No.

14.4

Compliance with the country of incorporation’s corporate governance regime

116-117

Potential material impacts on corporate governance, including future changes in the composition of administrative and management bodies and committees

14.5

N/A

15

Employees

15.1 15.2 15.3 16.1 16.2 16.3 16.4 16

Number of employees

1 ; 99-100

Shareholdings and stock options

186 ; 189 ; 190-191 ; 536

Arrangements allowing employees to purchase shares in the issuer

665

Major shareholders

Shareholders with over 5% of the issuer’s capital or voting rights

665

Different types of shareholder voting rights

662-665 662-665 664-665

Control of the issuer

Any arrangement, known to the issuer, which may at a subsequent date result in a change in control of the issuer

17

Related party transactions

333-334 ; 478

Financial information concerning the issuer’s assets and liabilities, financial position and profits and losses Historical financial information, accounting standards and changes in accounting standards, financial statements and date of most recent financial information

18

18.1 18.2 18.3 18.4 18.5 18.6 18.7

6-7 ; 200-201 ; 221-360 ; 369-487 ; 503-543

Interim financial information and other information Auditing of historical annual financial information

N/A

361-368 ; 488-495 ; 544-547

Pro forma financial information

N/A

Dividend policy

499 ; 501 ; 661

Legal and arbitration proceedings

642-645

665

Significant change in the issuer’s financial position

19

Additional information

19.1 19.2

Share capital

662-663 660-661

Charter of incorporation and articles of association

20 21

Material contracts Documents on display

665 681

8

683

UNIVERSAL REGISTRATION DOCUMENT 2019 | GROUPE BPCE