BPCE - 2018 Risk report / Pillar III

11 NON-COMPLIANCE, SECURITY AND OPERATIONAL RISKS

COMPLIANCE 11.1

OPERATIONAL RISKS 11.5

199

207

Organization 199 Measurement and supervision of non-compliance risk 199 Product governance and supervision 199 Customer protection 199 Activities in 2018 200 French Banking Separation and Regulation Act (SRAB) 201

Organization

207 207 208 209 209 210 211

Activities in 2018

Incident and loss data collection Operational risk oversight Incident alert procedure Operational risk measurement Operational risk mitigation techniques

FINANCIAL SECURITY 11.2

202

COMPLIANCE AND RISKS – INSURANCE & 11.6 NON-BANKING OPERATIONS

Organization

202 203

212

Activities in 2018

Insurance compliance and risks

212 212 213 213

Additional supervision of financial conglomerates

BUSINESS CONTINUITY 11.3

204

Asset management risks and compliance

Organization

204 204

Activities in 2018

Activities in 2018

TECHNICAL INSURANCE RISKS 11.7

215

INFORMATION SYSTEM SECURITY (ISS) 11.4

205

Natixis Assurances

215 216 217

Organization

205 205

Coface

Activities in 2018

CEGC

197

Risk Report Pillar III 2018