Areva - Reference Document 2016

14

ADMINISTRATIVE, MANAGEMENT AND SUPERVISORY BODIES AND SENIOR MANAGEMENT

14.4 Transactions on the company’s share capital by executive officers

14.3.

LEGAL INFORMATION, CONFLICTS OF INTEREST AND SERVICE CONTRACTS

The rules of procedure of the Board of Directors calls for a procedure for preventing conflicts of interest applicable to all directors. Conflict of interest situations are examined and prevented on a case-by-case basis (refer to paragraph 3.2.5 of Appendix 1 of this Reference Document). As of the date of this Reference Document and to the best of AREVA’s knowledge: p nomember of the Board of Directors or senior management has been convicted of fraud over the past five years. None of these members participated in any bankruptcy, receivership or liquidation proceeding in an executive capacity during the past five years, and none was indicted and/or officially sanctioned by a statutory or regulatory authority, including officially appointed professional organizations. Over the past five years, no court has barred any of thesemembers

frombecoming amember of an administrative, executive or supervisory body of a securities issuer, or fromparticipating in themanagement or business operations of an issuer; p nomember of the Board of Directors or senior management has been selected as a corporate officer or board member of a major shareholder, customer, supplier or other pursuant to an arrangement or an agreement; p no service agreement providing for the granting of any benefit exists between AREVA or any of its subsidiaries and any member of the Board of Directors or senior management.

14.4.

TRANSACTIONS ON THE COMPANY’S SHARE CAPITAL BY EXECUTIVE OFFICERS

Executive officers and similar persons (1) of companies whose shares are admitted for trading on a regulated market must declare transactions carried out on the company’s shares to the AMF and to the company (2) within three days of completion of the trade when the total amount of the transactions carried out over the calendar year exceeds 20,000 euros (3) . In addition, the Board of Directors of AREVA must report the above-mentioned transactions declared in the last financial year to the Shareholders in its annual report.

The number of shares held by Mr. Philippe Knoche has not changed; he still holds 100 shares. No transaction on AREVA shares was declared to the AMF or to the company during the 2016 financial year by members of the Board of Directors or of the company’s Executive Committee (4) .

(1) In AREVA, persons “similar to officers” are members of the company’s Executive Committee. (2) Article L. 621-18-2 of the French Monetary and Financial Code. (3) Since July 3, 2016, any transaction on company shares by executive officers and similar persons in an amount of more than 20,000 euros (5,000 euros previously) must be reported to the AMF within three days (versus five days) of the date of the transaction or the placement of an order. (4) It being noted that, due to a computer error, transactions carried out by Mr. Philippe Knoche in financial year 2014 and reported to the AMF in 2014 in accordance with the provisions of article L. 621-18-2 of the Monetary and Financial Code were not officially registered until 2016: the sale of 1,000 shares on August 11, 2014, and the acquisition of 100 shares on December 18, 2014.

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2016 AREVA REFERENCE DOCUMENT