AXWAY_REGISTRATION_DOCUMENT_2017

AXWAY GROUP AND ITS BUSINESS ACTIVITIES Other reports

CORPORATE RESPONSIBILITY

CORPORATE GOVERNANCE

CONSOLIDATED FINANCIAL STATEMENTS

2017 ANNUAL FINANCIAL STATEMENTS

CAPITAL AND AXWAY SOFTWARE STOCK

INFORMATIONS ADMINISTRATIVES ETbJURIDIQUES

COMBINED GENERAL MEETING OFb6bJUNEb2018

d. Stock options granted to all employee beneficiaries during the fiscal year ended 31bDecember 2017 and breakdown of these options by category of beneficiaries

Stock options granted to employee beneficiaries during the fiscal year under review Total number of stock options granted by the Company and any company within the option award scope during the fiscal year under review

Date of plan

Exercise price

Expiry date

-

-

-€

-

Breakdown of stock options awarded during the fiscal year under review Top management

- -

Employee levels 4, 5 and 6 and/or key employees

II. Stock options exercised during the fiscal year ended 31bDecember 2017

a. Stock options exercised by executive officers during the fiscal year ended 31bDecember 2017 Stock options exercised during the fiscal year by each executive officer

Number of options exercised duringbthebyear

Name of executive officer

Number and datebofbplan

Exercise price

Pierre Pasquier

- - -

- - -

- - -

Jean-Marc Lazzari

Total

b. Stock options exercised by the top 10 employees (non-corporate officers) during the fiscal year ended 31bDecember 2017

Total number of options exercised/ shares purchased

Share subscription options exercised by the top ten employee beneficiaries (non-company officers) Options held by the Company and exercised during the fiscal year by the 10bemployees of the Company or any company within the option award scope, who subscribed for the largest number of options (aggregate information)

Weighted average price Plan No.b3

Amendment No.b1 to Plan No.b3

Amendment No.b2 to Plan No.b3

66,750

18.98

4,500

12,250

46,000

III. Options cancelled during the fiscal year ended 31bDecember 2017 For information purposes only, during the fiscal year ended 31ǾDecember 2017:

● 4,500 share subscription options were cancelled under Plan No.Ǿ3 ofǾ2011;

● 12,500 share subscription options were cancelled under amendment No.Ǿ1 to Plan No.Ǿ3 ofǾ2011;Ǿand ● 50,000 share subscription options were cancelled under amendment No.Ǿ2 to Plan No.Ǿ3 ofǾ2011.

Paris, 19ǾApril 2018 The Board of Directors

110

AXWAY - 2017 REGISTRATION DOCUMENT

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